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Nuveen Asset Management, LLC
> AVXL
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | ANAVEX LIFE SCIENCES CORP. | AVXL | 212,467 | 1,065 | 1,727,357,000 | 1,725,545,000 | $8,130.00 |
| 03/31/2023 | ANAVEX LIFE SCIENCES CORP. | AVXL | 211,402 | -9,678 | 1,812,000 | -236,000 | $8.57 |
| 12/31/2022 | ANAVEX LIFE SCIENCES CORP. | AVXL | 221,080 | -50,375 | 2,048,000 | -754,000 | $9.26 |
| 09/30/2022 | ANAVEX LIFE SCIENCES CORP. | AVXL | 271,455 | -3,575 | 2,802,000 | 48,000 | $10.32 |
| 06/30/2022 | ANAVEX LIFE SCIENCES CORP. | AVXL | 275,030 | 1,299 | 2,754,000 | -679,000 | $10.01 |
| 03/31/2022 | ANAVEX LIFE SCIENCES CORP. | AVXL | 273,731 | 48,063 | 3,433,000 | -618,000 | $12.54 |
| 09/30/2021 | ANAVEX LIFE SCIENCES CORP. | AVXL | 225,668 | -9,150 | 4,051,000 | -1,317,000 | $17.95 |
| 06/30/2021 | ANAVEX LIFE SCIENCES CORP. | AVXL | 234,818 | -16,789 | 5,368,000 | 1,606,000 | $22.86 |
| 03/31/2021 | ANAVEX LIFE SCIENCES CORP. | AVXL | 251,607 | 49,915 | 3,762,000 | 2,673,000 | $14.95 |
| 12/31/2020 | ANAVEX LIFE SCIENCES CORP. | AVXL | 201,692 | 1,605 | 1,089,000 | 179,000 | $5.40 |
| 09/30/2020 | ANAVEX LIFE SCIENCES CORP. | AVXL | 200,087 | 909 | 910,000 | -70,000 | $4.55 |
| 06/30/2020 | ANAVEX LIFE SCIENCES CORP. | AVXL | 199,178 | -12,512 | 980,000 | 313,000 | $4.92 |
| 03/31/2020 | ANAVEX LIFE SCIENCES CORP. | AVXL | 211,690 | 101,495 | 667,000 | 382,000 | $3.15 |
| 12/31/2019 | ANAVEX LIFE SCIENCES CORP. | AVXL | 110,195 | 0 | 285,000 | -63,000 | $2.59 |
| 09/30/2019 | ANAVEX LIFE SCIENCES CORP. | AVXL | 110,195 | 0 | 348,000 | -24,000 | $3.16 |
| 06/30/2019 | ANAVEX LIFE SCIENCES CORP. | AVXL | 110,195 | 110,195 | 372,000 | 372,000 | $3.38 |
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