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Nuveen Asset Management, LLC
> ESRT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Empire State Realty Trust, Inc. | ESRT | 1,961,519 | 1,405,307 | 14,691,777,000 | 14,688,167,000 | $7,490.00 |
| 03/31/2023 | Empire State Realty Trust, Inc. | ESRT | 556,212 | -49,026 | 3,610,000 | -469,000 | $6.49 |
| 12/31/2022 | Empire State Realty Trust, Inc. | ESRT | 605,238 | -143,556 | 4,079,000 | -833,000 | $6.74 |
| 09/30/2022 | Empire State Realty Trust, Inc. | ESRT | 748,794 | 48,805 | 4,912,000 | -9,000 | $6.56 |
| 06/30/2022 | Empire State Realty Trust, Inc. | ESRT | 699,989 | -65,222 | 4,921,000 | -2,570,000 | $7.03 |
| 03/31/2022 | Empire State Realty Trust, Inc. | ESRT | 765,211 | -1,734,764 | 7,491,000 | -17,584,000 | $9.79 |
| 09/30/2021 | Empire State Realty Trust, Inc. | ESRT | 2,499,975 | -54,126 | 25,075,000 | -5,574,000 | $10.03 |
| 06/30/2021 | Empire State Realty Trust, Inc. | ESRT | 2,554,101 | 468,608 | 30,649,000 | 7,438,000 | $12.00 |
| 03/31/2021 | Empire State Realty Trust, Inc. | ESRT | 2,085,493 | 768,265 | 23,211,000 | 10,934,000 | $11.13 |
| 12/31/2020 | Empire State Realty Trust, Inc. | ESRT | 1,317,228 | -155,814 | 12,277,000 | 3,263,000 | $9.32 |
| 09/30/2020 | Empire State Realty Trust, Inc. | ESRT | 1,473,042 | 594,613 | 9,014,000 | 2,866,000 | $6.12 |
| 06/30/2020 | Empire State Realty Trust, Inc. | ESRT | 878,429 | 283,242 | 6,148,000 | 815,000 | $7.00 |
| 03/31/2020 | Empire State Realty Trust, Inc. | ESRT | 595,187 | -32,518 | 5,333,000 | -3,430,000 | $8.96 |
| 12/31/2019 | Empire State Realty Trust, Inc. | ESRT | 627,705 | -83,268 | 8,763,000 | -1,382,000 | $13.96 |
| 09/30/2019 | Empire State Realty Trust, Inc. | ESRT | 710,973 | -1,325,906 | 10,145,000 | -20,020,000 | $14.27 |
| 06/30/2019 | Empire State Realty Trust, Inc. | ESRT | 2,036,879 | 2,012,879 | 30,165,000 | 29,786,000 | $14.81 |
| 03/31/2019 | Empire State Realty Trust, Inc. | ESRT | 24,000 | 24,000 | 379,000 | 379,000 | $15.79 |
| 12/31/2018 | Empire State Realty Trust, Inc. | ESRT | 0 | -197,278 | 0 | -3,277,000 | |
| 09/30/2018 | Empire State Realty Trust, Inc. | ESRT | 197,278 | -300,664 | 3,277,000 | -5,238,000 | $16.61 |
| 06/30/2018 | Empire State Realty Trust, Inc. | ESRT | 497,942 | -193,248 | 8,515,000 | -3,090,000 | $17.10 |
| 03/31/2018 | Empire State Realty Trust, Inc. | ESRT | 691,190 | 667,518 | 11,605,000 | 11,119,000 | $16.79 |
| 12/31/2017 | Empire State Realty Trust, Inc. | ESRT | 23,672 | 264 | 486,000 | 5,000 | $20.53 |
| 09/30/2017 | Empire State Realty Trust, Inc. | ESRT | 23,408 | -3,482 | 481,000 | -78,000 | $20.55 |
| 06/30/2017 | Empire State Realty Trust, Inc. | ESRT | 26,890 | -16 | 559,000 | 4,000 | $20.79 |
| 03/31/2017 | Empire State Realty Trust, Inc. | ESRT | 26,906 | 2,563 | 555,000 | 64,000 | $20.63 |
| 12/31/2016 | Empire State Realty Trust, Inc. | ESRT | 24,343 | 24,343 | 491,000 | 491,000 | $20.17 |
| 12/31/2015 | Empire State Realty Trust, Inc. | ESRT | 0 | -395,952 | 0 | -6,743,000 | |
| 09/30/2015 | Empire State Realty Trust, Inc. | ESRT | 395,952 | 395,952 | 6,743,000 | 6,743,000 | $17.03 |
| 06/30/2015 | Empire State Realty Trust, Inc. | ESRT | 1,414,778 | 1,414,778 | 24,136,000 | 24,136,000 | $17.06 |
| 03/31/2015 | Empire State Realty Trust, Inc. | ESRT | 1,591,023 | 1,591,023 | 29,927,000 | 29,927,000 | $18.81 |
| 12/31/2014 | Empire State Realty Trust, Inc. | ESRT | 1,628,104 | 1,628,104 | 28,622,000 | 28,622,000 | $17.58 |
| 09/30/2014 | Empire State Realty Trust, Inc. | ESRT | 1,945,746 | 1,945,746 | 29,225,000 | 29,225,000 | $15.02 |
| 06/30/2014 | Empire State Realty Trust, Inc. | ESRT | 1,171,780 | 105,534 | 19,335,000 | 3,224,000 | $16.50 |
| 03/31/2014 | Empire State Realty Trust, Inc. | ESRT | 1,066,246 | 1,066,246 | 16,111,000 | 16,111,000 | $15.11 |
| 12/31/2013 | Empire State Realty Trust, Inc. | ESRT | 547,135 | 547,135 | 8,371,000 | 8,371,000 | $15.30 |
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