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PUTNAM INVESTMENTS LLC
> SAR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | SARATOGA INVESTMENT CORP. | SAR | 33,589 | 25,584 | 906,567,000 | 702,519,000 | $26,990.00 |
| 12/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 8,005 | 8,005 | 204,048,000 | 204,048,000 | $25,490.07 |
| 03/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 0 | -23,936 | 0 | -703,000 | |
| 12/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 23,936 | -62,826 | 703,000 | -1,791,000 | $29.37 |
| 09/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 86,762 | -11,939 | 2,494,000 | -158,000 | $28.75 |
| 06/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 98,701 | -7,519 | 2,652,000 | -38,000 | $26.87 |
| 03/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 106,220 | -17,489 | 2,690,000 | 110,000 | $25.32 |
| 12/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 123,709 | -1,311 | 2,580,000 | 481,000 | $20.86 |
| 09/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 125,020 | -4,100 | 2,099,000 | 59,000 | $16.79 |
| 06/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 129,120 | 17,197 | 2,040,000 | 752,000 | $15.80 |
| 03/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 111,923 | 111,923 | 1,288,000 | 1,288,000 | $11.51 |
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