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FIRST NEW YORK SECURITIES LLC
> DOW
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2016 | DOW CHEMICAL CO /DE/ | DOW | 0 | -12,820 | 0 | -664,461,000 | |
| 09/30/2016 | DOW CHEMICAL CO /DE/ | DOW | 12,820 | 12,820 | 664,461,000 | 664,461,000 | $51,830.03 |
| 12/31/2015 | DOW CHEMICAL CO /DE/ | DOW | 0 | -1,538,072 | 0 | -65,214,253,000 | |
| 09/30/2015 | DOW CHEMICAL CO /DE/ | DOW | 1,538,072 | 1,538,072 | 65,214,253,000 | 65,214,253,000 | $42,400.00 |
| 12/31/2012 | DOW CHEMICAL CO /DE/ | DOW | 0 | -12,500 | 0 | -362,000 | |
| 09/30/2012 | DOW CHEMICAL CO /DE/ | DOW | 12,500 | 12,500 | 362,000 | 362,000 | $28.96 |
| 06/30/2012 | DOW CHEMICAL CO /DE/ | DOW | 0 | -4,000 | 0 | -139,000 | |
| 03/31/2012 | DOW CHEMICAL CO /DE/ | DOW | 4,000 | 400 | 139,000 | 48,000 | $34.75 |
| 12/31/2011 | DOW CHEMICAL CO /DE/ | DOW | 0 | -3,600 | 0 | -91,000 | |
| 09/30/2011 | DOW CHEMICAL CO /DE/ | DOW | 3,600 | -13,469 | 91,000 | -452,000 | $25.28 |
| 09/30/2008 | DOW CHEMICAL CO /DE/ | DOW | 17,069 | 17,069 | 543,000 | 543,000 | $31.81 |
| 03/31/2008 | DOW CHEMICAL CO /DE/ | DOW | 0 | -9,473 | 0 | -373,000 | |
| 12/31/2007 | DOW CHEMICAL CO /DE/ | DOW | 9,473 | 9,473 | 373,000 | 373,000 | $39.38 |
| 09/30/2007 | DOW CHEMICAL CO /DE/ | DOW | 0 | -10,156 | 0 | -449,000 | |
| 06/30/2007 | DOW CHEMICAL CO /DE/ | DOW | 10,156 | -9,524 | 449,000 | -337,000 | $44.21 |
| 12/31/2006 | DOW CHEMICAL CO /DE/ | DOW | 19,680 | 19,680 | 786,000 | 786,000 | $39.94 |
| 06/30/2006 | DOW CHEMICAL CO /DE/ | DOW | 0 | -47,000 | 0 | -1,908,200 | |
| 03/31/2006 | DOW CHEMICAL CO /DE/ | DOW | 47,000 | 47,000 | 1,908,200 | 1,908,200 | $40.60 |
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