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Marshall Wace North America L.P.
> APEN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2021 | Apollo Endosurgery, Inc. | APEN | 16,203 | -3,259 | 147,000 | -11,000 | $9.07 |
| 06/30/2021 | Apollo Endosurgery, Inc. | APEN | 19,462 | 5,914 | 158,000 | 83,000 | $8.12 |
| 03/31/2021 | Apollo Endosurgery, Inc. | APEN | 13,548 | 13,548 | 75,000 | 75,000 | $5.54 |
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