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BlackRock Group LTD
> COWN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2016 | Cowen Holdings, Inc. | COWN | 0 | -61,215 | 0 | -221,000 | |
| 09/30/2016 | Cowen Holdings, Inc. | COWN | 61,215 | 1,774 | 221,000 | 46,000 | $3.61 |
| 06/30/2016 | Cowen Holdings, Inc. | COWN | 59,441 | 21,135 | 175,000 | 29,000 | $2.94 |
| 03/31/2016 | Cowen Holdings, Inc. | COWN | 38,306 | 38,306 | 146,000 | 146,000 | $3.81 |
| 12/31/2015 | Cowen Holdings, Inc. | COWN | 24,697 | 19,807 | 95,000 | 77,000 | $3.85 |
| 09/30/2015 | Cowen Holdings, Inc. | COWN | 25,488 | 7,186 | 116,000 | -1,000 | $4.55 |
| 06/30/2015 | Cowen Holdings, Inc. | COWN | 18,302 | 13,412 | 117,000 | 99,000 | $6.39 |
| 03/31/2015 | Cowen Holdings, Inc. | COWN | 13,376 | 8,486 | 70,000 | 52,000 | $5.23 |
| 12/31/2014 | Cowen Holdings, Inc. | COWN | 13,536 | 8,646 | 65,000 | 47,000 | $4.80 |
| 09/30/2014 | Cowen Holdings, Inc. | COWN | 4,890 | 4,890 | 18,000 | 18,000 | $3.68 |
| 06/30/2014 | Cowen Holdings, Inc. | COWN | 4,890 | 4,890 | 21,000 | 21,000 | $4.29 |
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