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TUDOR INVESTMENT CORP ET AL
> GAIN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 51,437 | 11,220 | 670,738,000 | 670,205,000 | $13,039.99 |
| 03/31/2023 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 40,217 | 23,138 | 533,000 | 313,000 | $13.25 |
| 12/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 17,079 | 17,079 | 220,000 | 220,000 | $12.88 |
| 12/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -11,546 | 0 | -160,000 | |
| 09/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 11,546 | 11,546 | 160,000 | 160,000 | $13.86 |
| 06/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -16,578 | 0 | -167,000 | |
| 03/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -16,578 | 0 | -167,000 | |
| 12/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 16,578 | 16,578 | 167,000 | 167,000 | $10.07 |
| 06/30/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -17,103 | 0 | -134,000 | |
| 03/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 17,103 | 17,103 | 134,000 | 134,000 | $7.83 |
| 12/31/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -13,778 | 0 | -157,000 | |
| 09/30/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,778 | -6,599 | 157,000 | -83,000 | $11.39 |
| 06/30/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 20,377 | 177 | 240,000 | 36,000 | $11.78 |
| 03/31/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 20,200 | -2,867 | 204,000 | -53,000 | $10.10 |
| 12/31/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 23,067 | 9,455 | 257,000 | 128,000 | $11.14 |
| 09/30/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,612 | 1,660 | 129,000 | 17,000 | $9.48 |
| 06/30/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 11,952 | 1,152 | 112,000 | 14,000 | $9.37 |
| 03/31/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 10,800 | 123 | 98,000 | 8,000 | $9.07 |
| 12/31/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 10,677 | -201 | 90,000 | -7,000 | $8.43 |
| 09/30/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 10,878 | -2,115 | 97,000 | 4,000 | $8.92 |
| 06/30/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 12,993 | -800 | 93,000 | -4,000 | $7.16 |
| 03/31/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,793 | -1,000 | 97,000 | -16,000 | $7.03 |
| 12/31/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 14,793 | -1,727 | 113,000 | -3,000 | $7.64 |
| 09/30/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 16,520 | -3,796 | 116,000 | -46,000 | $7.02 |
| 06/30/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 20,316 | 20,316 | 162,000 | 162,000 | $7.97 |
| 03/31/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 21,287 | -820 | 158,000 | 3,000 | $7.42 |
| 12/31/2014 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 22,107 | 22,107 | 155,000 | 155,000 | $7.01 |
| 09/30/2014 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 20,706 | 20,706 | 147,000 | 147,000 | $7.10 |
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