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NATIONAL PLANNING CORP
> MTUM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2018 | iSHARES TRUST | MTUM | 0 | -239 | 0 | -24,653 | |
| 12/31/2017 | iSHARES TRUST | MTUM | 239 | -26,200 | 24,653 | -2,505,347 | $103.15 |
| 09/30/2017 | iSHARES TRUST | MTUM | 26,439 | 23,354 | 2,530,000 | 2,275,000 | $95.69 |
| 03/31/2017 | iSHARES TRUST | MTUM | 3,085 | 3,085 | 255,000 | 255,000 | $82.66 |
| 12/31/2016 | iSHARES TRUST | MTUM | 0 | -7,732 | 0 | -585,000 | |
| 09/30/2016 | iSHARES TRUST | MTUM | 7,732 | -20,040 | 585,000 | -1,455,000 | $75.66 |
| 06/30/2016 | iSHARES TRUST | MTUM | 7,432 | -24,895 | 581,000 | -1,790,000 | $78.18 |
| 03/31/2016 | iSHARES TRUST | MTUM | 32,327 | 4,555 | 2,371,000 | 331,000 | $73.34 |
| 12/31/2015 | iSHARES TRUST | MTUM | 74,532 | 46,760 | 4,948,000 | 2,908,000 | $66.39 |
| 09/30/2015 | iSHARES TRUST | MTUM | 27,772 | 14,101 | 2,040,000 | 1,175,000 | $73.46 |
| 06/30/2015 | iSHARES TRUST | MTUM | 23,228 | 9,557 | 1,691,000 | 826,000 | $72.80 |
| 03/31/2015 | iSHARES TRUST | MTUM | 21,337 | 7,666 | 1,488,000 | 623,000 | $69.74 |
| 12/31/2014 | iSHARES TRUST | MTUM | 18,059 | 2,337 | 1,220,788,000 | 1,219,769,000 | $67,599.98 |
| 09/30/2014 | iSHARES TRUST | MTUM | 15,722 | 2,051 | 1,019,000 | 154,000 | $64.81 |
| 06/30/2014 | iSHARES TRUST | MTUM | 13,671 | 13,671 | 865,000 | 865,000 | $63.27 |
| 03/31/2014 | iSHARES TRUST | MTUM | 9,728 | 9,728 | 598,000 | 598,000 | $61.47 |
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