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NATIONAL PLANNING CORP
> DIA
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2018 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 0 | -82 | 0 | -20,285 | |
| 12/31/2017 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 82 | -83,723 | 20,285 | -18,736,715 | $247.38 |
| 09/30/2017 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 83,805 | 63,551 | 18,757,000 | 14,571,000 | $223.82 |
| 03/31/2017 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 20,254 | 2,518 | 4,186,000 | 663,000 | $206.68 |
| 12/31/2016 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 17,736 | -9,675 | 3,523,000 | -1,476,000 | $198.64 |
| 09/30/2016 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 27,411 | -18,333 | 4,999,000 | -3,173,000 | $182.37 |
| 06/30/2016 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 27,738 | -12,130 | 5,075,000 | -1,995,000 | $182.96 |
| 03/31/2016 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 39,868 | -5,876 | 7,070,000 | -1,102,000 | $177.34 |
| 12/31/2015 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 45,395 | -349 | 7,351,000 | -821,000 | $161.93 |
| 09/30/2015 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 45,744 | 16,036 | 8,172,000 | 3,000,000 | $178.65 |
| 06/30/2015 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 29,708 | 94 | 5,172,000 | 200,000 | $174.09 |
| 03/31/2015 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 31,901 | 2,287 | 5,711,000 | 739,000 | $179.02 |
| 12/31/2014 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 120,798 | -1,689 | 21,210,921,000 | 21,190,133,000 | $175,590.00 |
| 09/30/2014 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 122,487 | 92,873 | 20,788,000 | 15,816,000 | $169.72 |
| 06/30/2014 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 29,614 | 29,614 | 4,972,000 | 4,972,000 | $167.89 |
| 03/31/2014 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 28,426 | -1,984 | 4,701,000 | -330,000 | $165.38 |
| 12/31/2013 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 30,410 | 30,410 | 5,031,000 | 5,031,000 | $165.44 |
| 09/30/2013 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 72,953 | 3,878 | 11,057,000 | 803,000 | $151.56 |
| 06/30/2013 | SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | DIA | 69,075 | 69,075 | 10,254,000 | 10,254,000 | $148.45 |
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