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WILEY BROS.-AINTREE CAPITAL, LLC
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2023 | CATERPILLAR INC | CAT | 3,643 | 1 | 994,591,000 | 98,383,000 | $273,014.27 |
| 06/30/2023 | CATERPILLAR INC | CAT | 3,642 | 47 | 896,208,000 | 34,921,000 | $246,075.78 |
| 12/31/2022 | CATERPILLAR INC | CAT | 3,595 | 0 | 861,287,000 | 860,697,000 | $239,579.14 |
| 09/30/2022 | CATERPILLAR INC | CAT | 3,595 | 106 | 590,000 | -34,000 | $164.12 |
| 06/30/2022 | CATERPILLAR INC | CAT | 3,489 | 2,005 | 624,000 | 317,000 | $178.85 |
| 12/31/2021 | CATERPILLAR INC | CAT | 1,484 | 75 | 307,000 | 37,000 | $206.87 |
| 09/30/2021 | CATERPILLAR INC | CAT | 1,409 | 1 | 270,000 | -36,000 | $191.63 |
| 06/30/2021 | CATERPILLAR INC | CAT | 1,408 | 54 | 306,000 | -8,000 | $217.33 |
| 03/31/2021 | CATERPILLAR INC | CAT | 1,354 | 1,354 | 314,000 | 314,000 | $231.91 |
| 03/31/2020 | CATERPILLAR INC | CAT | 0 | -1,540 | 0 | -227,000 | |
| 12/31/2019 | CATERPILLAR INC | CAT | 1,540 | 1,540 | 227,000 | 227,000 | $147.40 |
| 09/30/2019 | CATERPILLAR INC | CAT | 0 | -1,540 | 0 | -210,000 | |
| 06/30/2019 | CATERPILLAR INC | CAT | 1,540 | 1,540 | 210,000 | 210,000 | $136.36 |
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