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INGALLS & SNYDER LLC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 01/31/2011 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 3,403,969 | 3,403,969 | 442,516 | 442,516 | $0.13 |
| 01/06/2011 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 3,476,185 | 3,476,185 | 625,713 | 625,713 | $0.18 |
| 09/30/2009 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 0 | -585,900 | 0 | -322,000 | |
| 06/30/2009 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 585,900 | -181,375 | 322,000 | -634,000 | $0.55 |
| 03/31/2009 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 585,900 | -181,375 | 585,000 | -371,000 | $1.00 |
| 12/31/2008 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 767,275 | -12,725 | 956,000 | -830,000 | $1.25 |
| 09/30/2008 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 780,000 | 780,000 | 1,786,000 | 1,786,000 | $2.29 |
| 06/30/2008 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 780,000 | 780,000 | 1,825,000 | 1,825,000 | $2.34 |
| 03/31/2008 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 780,000 | 780,000 | 1,950,000 | 1,950,000 | $2.50 |
| 02/04/2008 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 780,000 | 780,000 | 2,340,000 | 2,340,000 | $3.00 |
| 01/31/2008 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 4,201,800 | 3,421,800 | 12,185,220 | 10,087,220 | $2.90 |
| 10/17/2007 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 780,000 | 780,000 | 2,098,000 | 2,098,000 | $2.69 |
| 06/30/2007 | ALSERES PHARMACEUTICALS INC /DE | ALSE | 780,000 | 780,000 | 2,394,000 | 2,394,000 | $3.07 |
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