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B. Riley Wealth Advisors, Inc.
> FSD
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 15,693 | -2,063 | 179,528,000 | -23,778,000 | $11,440.01 |
| 12/31/2022 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 17,756 | -921 | 203,306,000 | 203,103,000 | $11,449.99 |
| 09/30/2022 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 18,677 | 3,974 | 203,000 | 35,000 | $10.87 |
| 06/30/2022 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 14,703 | -1,053 | 168,000 | -45,000 | $11.43 |
| 03/31/2022 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 15,756 | 4,086 | 213,000 | 31,000 | $13.52 |
| 12/31/2021 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 11,670 | 35 | 182,000 | -3,000 | $15.60 |
| 09/30/2021 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 11,635 | 35 | 185,000 | 2,000 | $15.90 |
| 06/30/2021 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 11,600 | 36 | 183,000 | 8,000 | $15.78 |
| 03/31/2021 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 11,564 | 944 | 175,000 | 18,000 | $15.13 |
| 12/31/2020 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 10,620 | -23,875 | 157,000 | -324,000 | $14.78 |
| 09/30/2020 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 34,495 | 25 | 481,000 | 23,000 | $13.94 |
| 06/30/2020 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 34,470 | -1,582 | 458,000 | 19,000 | $13.29 |
| 03/31/2020 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 36,052 | 60 | 439,000 | -128,000 | $12.18 |
| 12/31/2019 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 35,992 | -1,047 | 567,000 | 5,000 | $15.75 |
| 09/30/2019 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 37,039 | 54 | 562,000 | 6,000 | $15.17 |
| 06/30/2019 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 36,985 | 53 | 556,000 | 16,000 | $15.03 |
| 03/31/2019 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 36,932 | 2,249 | 540,000 | 79,000 | $14.62 |
| 12/31/2018 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 34,683 | 5,106 | 461,000 | 24,000 | $13.29 |
| 09/30/2018 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 29,577 | 4,794 | 437,000 | 71,000 | $14.77 |
| 06/30/2018 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 24,783 | 18 | 366,000 | -7,000 | $14.77 |
| 03/31/2018 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 24,765 | 19 | 373,000 | -37,000 | $15.06 |
| 12/31/2017 | FIRST TRUST HIGH INCOME LONG/SHORT FUND | FSD | 24,746 | 24,746 | 410,000 | 410,000 | $16.57 |
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