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B. Riley Wealth Advisors, Inc.
> BTO
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 17,397 | 768 | 467,461,000 | -87,595,000 | $26,870.21 |
| 12/31/2022 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 16,629 | -1,179 | 555,056,000 | 554,494,000 | $33,378.80 |
| 09/30/2022 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 17,808 | 929 | 562,000 | -65,000 | $31.56 |
| 06/30/2022 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 16,879 | 509 | 627,000 | -32,000 | $37.15 |
| 03/31/2022 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 16,370 | -999 | 659,000 | -151,000 | $40.26 |
| 12/31/2021 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 17,369 | 1,453 | 810,000 | 133,000 | $46.63 |
| 09/30/2021 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 15,916 | 2,307 | 677,000 | 166,000 | $42.54 |
| 06/30/2021 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 13,609 | 2,080 | 511,000 | 67,000 | $37.55 |
| 03/31/2021 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 11,529 | 11,529 | 444,000 | 444,000 | $38.51 |
| 03/31/2015 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 0 | -75 | 0 | -2,000 | |
| 12/31/2014 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 75 | 75 | 2,000 | 2,000 | $26.67 |
| 09/30/2014 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 0 | -75 | 0 | -1,736,000 | |
| 06/30/2014 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | BTO | 75 | 75 | 1,736,000 | 1,736,000 | $23,146.67 |
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