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B. Riley Wealth Advisors, Inc.
> SAR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | SARATOGA INVESTMENT CORP. | SAR | 19,010 | -1,760 | 513,072,000 | -30,472,000 | $26,989.58 |
| 12/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 20,770 | 4,020 | 543,544,000 | 543,196,000 | $26,169.67 |
| 09/30/2022 | SARATOGA INVESTMENT CORP. | SAR | 16,750 | 1,225 | 348,000 | -25,000 | $20.78 |
| 06/30/2022 | SARATOGA INVESTMENT CORP. | SAR | 15,525 | 1,980 | 373,000 | 3,000 | $24.03 |
| 03/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 13,545 | 1,430 | 370,000 | 14,000 | $27.32 |
| 12/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 12,115 | 17 | 356,000 | 8,000 | $29.39 |
| 09/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 12,098 | -1,250 | 348,000 | -11,000 | $28.77 |
| 06/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 13,348 | 13,348 | 359,000 | 359,000 | $26.90 |
| 03/31/2015 | SARATOGA INVESTMENT CORP. | SAR | 0 | -100 | 0 | -1,000 | |
| 12/31/2014 | SARATOGA INVESTMENT CORP. | SAR | 100 | 0 | 1,000 | -1,572,000 | $10.00 |
| 09/30/2014 | SARATOGA INVESTMENT CORP. | SAR | 0 | -100 | 0 | -1,573,000 | |
| 06/30/2014 | SARATOGA INVESTMENT CORP. | SAR | 100 | 100 | 1,573,000 | 1,573,000 | $15,730.00 |
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