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Capital International Sarl
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 109,211 | 10,193 | 26,871,367,000 | 4,212,088,000 | $246,050.00 |
| 03/31/2023 | CATERPILLAR INC | CAT | 99,018 | 12,729 | 22,659,279,000 | 1,987,886,000 | $228,840.00 |
| 12/31/2022 | CATERPILLAR INC | CAT | 86,289 | 13,305 | 20,671,393,000 | 20,659,418,000 | $239,560.00 |
| 09/30/2022 | CATERPILLAR INC | CAT | 72,984 | 14,986 | 11,975,000 | 1,607,000 | $164.08 |
| 06/30/2022 | CATERPILLAR INC | CAT | 57,998 | 13,832 | 10,368,000 | 527,000 | $178.76 |
| 03/31/2022 | CATERPILLAR INC | CAT | 44,166 | 30,094 | 9,841,000 | 6,932,000 | $222.82 |
| 12/31/2021 | CATERPILLAR INC | CAT | 14,072 | 11,240 | 2,909,000 | 2,365,000 | $206.72 |
| 09/30/2021 | CATERPILLAR INC | CAT | 2,832 | -192 | 544,000 | -114,000 | $192.09 |
| 06/30/2021 | CATERPILLAR INC | CAT | 3,024 | -768 | 658,000 | -221,000 | $217.59 |
| 03/31/2021 | CATERPILLAR INC | CAT | 3,792 | 2,440 | 879,000 | 633,000 | $231.80 |
| 12/31/2020 | CATERPILLAR INC | CAT | 1,352 | 1,352 | 246,000 | 246,000 | $181.95 |
| 06/30/2020 | CATERPILLAR INC | CAT | 0 | -700 | 0 | -81,000 | |
| 03/31/2020 | CATERPILLAR INC | CAT | 700 | 700 | 81,000 | 81,000 | $115.71 |
| 09/30/2018 | CATERPILLAR INC | CAT | 0 | -1,200 | 0 | -163,000 | |
| 06/30/2018 | CATERPILLAR INC | CAT | 1,200 | 0 | 163,000 | -14,000 | $135.83 |
| 03/31/2018 | CATERPILLAR INC | CAT | 1,200 | 0 | 177,000 | -12,000 | $147.50 |
| 12/31/2017 | CATERPILLAR INC | CAT | 1,200 | 0 | 189,000 | 39,000 | $157.50 |
| 09/30/2017 | CATERPILLAR INC | CAT | 1,200 | -5,900 | 150,000 | -613,000 | $125.00 |
| 06/30/2017 | CATERPILLAR INC | CAT | 7,100 | 700 | 763,000 | 169,000 | $107.46 |
| 03/31/2017 | CATERPILLAR INC | CAT | 6,400 | 1,500 | 594,000 | 140,000 | $92.81 |
| 12/31/2016 | CATERPILLAR INC | CAT | 4,900 | 0 | 454,000 | 19,000 | $92.65 |
| 09/30/2016 | CATERPILLAR INC | CAT | 4,900 | 0 | 435,000 | 64,000 | $88.78 |
| 06/30/2016 | CATERPILLAR INC | CAT | 4,900 | 1,900 | 371,000 | 167,000 | $75.71 |
| 03/31/2016 | CATERPILLAR INC | CAT | 3,000 | 0 | 230,000 | 26,000 | $76.67 |
| 12/31/2015 | CATERPILLAR INC | CAT | 3,000 | 3,000 | 204,000 | 204,000 | $68.00 |
| 09/30/2015 | CATERPILLAR INC | CAT | 2,400 | -135,200 | 157,000 | -11,194,000 | $65.42 |
| 06/30/2015 | CATERPILLAR INC | CAT | 2,400 | -71,050 | 204,000 | -5,674,000 | $85.00 |
| 03/31/2015 | CATERPILLAR INC | CAT | 73,450 | 73,450 | 5,878,000 | 5,878,000 | $80.03 |
| 12/31/2014 | CATERPILLAR INC | CAT | 107,950 | -45,750 | 9,881,000 | -5,340,000 | $91.53 |
| 09/30/2014 | CATERPILLAR INC | CAT | 153,700 | -9,900 | 15,221,000 | -2,557,000 | $99.03 |
| 06/30/2014 | CATERPILLAR INC | CAT | 163,600 | -2,400 | 17,778,000 | 1,283,000 | $108.67 |
| 03/31/2014 | CATERPILLAR INC | CAT | 166,000 | -200 | 16,495,000 | 1,402,000 | $99.37 |
| 12/31/2013 | CATERPILLAR INC | CAT | 166,200 | -1,600 | 15,093,000 | 1,103,000 | $90.81 |
| 09/30/2013 | CATERPILLAR INC | CAT | 167,800 | 30,200 | 13,990,000 | 2,639,000 | $83.37 |
| 06/30/2013 | CATERPILLAR INC | CAT | 137,600 | -22,800 | 11,351,000 | -3,018,000 | $82.49 |
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