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Neuberger Berman Group LLC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 837,491 | -697,811 | 205,900,870,000 | -145,040,253,000 | $245,854.43 |
| 03/31/2023 | CATERPILLAR INC | CAT | 1,535,302 | 1,082,769 | 350,941,123,000 | 350,866,616,000 | $228,581.17 |
| 09/30/2022 | CATERPILLAR INC | CAT | 452,533 | -198,743 | 74,507,000 | -42,633,000 | $164.64 |
| 06/30/2022 | CATERPILLAR INC | CAT | 651,276 | -214,618 | 117,140,000 | -75,816,000 | $179.86 |
| 03/31/2022 | CATERPILLAR INC | CAT | 865,894 | -363,903 | 192,956,000 | -59,694,000 | $222.84 |
| 12/31/2021 | CATERPILLAR INC | CAT | 1,229,797 | 374,337 | 252,650,000 | 89,376,000 | $205.44 |
| 09/30/2021 | CATERPILLAR INC | CAT | 855,460 | 28,575 | 163,274,000 | -15,871,000 | $190.86 |
| 06/30/2021 | CATERPILLAR INC | CAT | 826,885 | -147,880 | 179,145,000 | -46,398,000 | $216.65 |
| 03/31/2021 | CATERPILLAR INC | CAT | 974,765 | -1,665 | 225,543,000 | 47,955,000 | $231.38 |
| 12/31/2020 | CATERPILLAR INC | CAT | 976,430 | 144,723 | 177,588,000 | 53,587,000 | $181.87 |
| 09/30/2020 | CATERPILLAR INC | CAT | 831,707 | 30,271 | 124,001,000 | 22,639,000 | $149.09 |
| 06/30/2020 | CATERPILLAR INC | CAT | 801,436 | 86,070 | 101,362,000 | 18,341,000 | $126.48 |
| 03/31/2020 | CATERPILLAR INC | CAT | 715,366 | 715,366 | 83,021,000 | 83,021,000 | $116.05 |
| 12/31/2019 | CATERPILLAR INC | CAT | 0 | -17,495 | 0 | -2,210,000 | |
| 09/30/2019 | CATERPILLAR INC | CAT | 17,495 | 2,042 | 2,210,000 | 104,000 | $126.32 |
| 06/30/2019 | CATERPILLAR INC | CAT | 15,453 | -167,504 | 2,106,000 | -22,683,000 | $136.28 |
| 03/31/2019 | CATERPILLAR INC | CAT | 182,957 | 158,159 | 24,789,000 | 21,638,000 | $135.49 |
| 12/31/2018 | CATERPILLAR INC | CAT | 24,798 | -108,659 | 3,151,000 | -17,200,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 133,457 | 108,642 | 20,351,000 | 16,985,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 24,815 | -307 | 3,366,000 | -337,000 | $135.64 |
| 03/31/2018 | CATERPILLAR INC | CAT | 25,122 | -5,904 | 3,703,000 | -1,186,000 | $147.40 |
| 12/31/2017 | CATERPILLAR INC | CAT | 31,026 | -12,079 | 4,889,000 | -487,000 | $157.58 |
| 09/30/2017 | CATERPILLAR INC | CAT | 43,105 | -151,436 | 5,376,000 | -15,529,000 | $124.72 |
| 06/30/2017 | CATERPILLAR INC | CAT | 194,541 | -89,610 | 20,905,000 | -5,453,000 | $107.46 |
| 03/31/2017 | CATERPILLAR INC | CAT | 284,151 | -192,298 | 26,358,000 | -17,828,000 | $92.76 |
| 12/31/2016 | CATERPILLAR INC | CAT | 476,449 | -45,103 | 44,186,000 | -2,112,000 | $92.74 |
| 09/30/2016 | CATERPILLAR INC | CAT | 521,552 | -326,482 | 46,298,000 | -11,334,000 | $88.77 |
| 06/30/2016 | CATERPILLAR INC | CAT | 854,402 | -93,047 | 64,772,000 | -7,746,000 | $75.81 |
| 03/31/2016 | CATERPILLAR INC | CAT | 947,449 | 99,415 | 72,518,000 | 14,886,000 | $76.54 |
| 12/31/2015 | CATERPILLAR INC | CAT | 848,034 | 562,718 | 57,632,000 | 29,281,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 40,514 | -244,802 | 2,648,000 | -25,703,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 95,218 | -190,098 | 8,076,000 | -20,275,000 | $84.82 |
| 03/31/2015 | CATERPILLAR INC | CAT | 215,965 | -69,351 | 17,284,000 | -11,067,000 | $80.03 |
| 12/31/2014 | CATERPILLAR INC | CAT | 242,027 | -43,289 | 22,152,000 | -6,199,000 | $91.53 |
| 09/30/2014 | CATERPILLAR INC | CAT | 262,130 | -23,186 | 25,959,000 | -2,392,000 | $99.03 |
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