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BOGLE INVESTMENT MANAGEMENT L P
> NPTN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2021 | NEOPHOTONICS CORP | NPTN | 0 | -72,466 | 0 | -659,000 | |
| 12/31/2020 | NEOPHOTONICS CORP | NPTN | 72,466 | -165,325 | 659,000 | -789,000 | $9.09 |
| 09/30/2020 | NEOPHOTONICS CORP | NPTN | 237,791 | -29,745 | 1,448,000 | -928,000 | $6.09 |
| 06/30/2020 | NEOPHOTONICS CORP | NPTN | 267,536 | -48,248 | 2,376,000 | 87,000 | $8.88 |
| 03/31/2020 | NEOPHOTONICS CORP | NPTN | 315,784 | 49,175 | 2,289,000 | -62,000 | $7.25 |
| 12/31/2019 | NEOPHOTONICS CORP | NPTN | 266,609 | 185,140 | 2,351,000 | 1,855,000 | $8.82 |
| 09/30/2019 | NEOPHOTONICS CORP | NPTN | 81,469 | 81,469 | 496,000 | 496,000 | $6.09 |
| 06/30/2019 | NEOPHOTONICS CORP | NPTN | 0 | -104,564 | 0 | -658,000 | |
| 03/31/2019 | NEOPHOTONICS CORP | NPTN | 104,564 | -20,637 | 658,000 | -153,000 | $6.29 |
| 12/31/2018 | NEOPHOTONICS CORP | NPTN | 125,201 | 125,201 | 811,000 | 811,000 | $6.48 |
| 12/31/2016 | NEOPHOTONICS CORP | NPTN | 0 | -145,017 | 0 | -2,369,000 | |
| 09/30/2016 | NEOPHOTONICS CORP | NPTN | 145,017 | 145,017 | 2,369,000 | 2,369,000 | $16.34 |
| 06/30/2016 | NEOPHOTONICS CORP | NPTN | 0 | -577,363 | 0 | -8,106,000 | |
| 03/31/2016 | NEOPHOTONICS CORP | NPTN | 577,363 | 577,363 | 8,106,000 | 8,106,000 | $14.04 |
| 12/31/2015 | NEOPHOTONICS CORP | NPTN | 346,285 | 346,285 | 3,760,000 | 3,760,000 | $10.86 |
| 09/30/2015 | NEOPHOTONICS CORP | NPTN | 485,496 | 485,496 | 3,306,000 | 3,306,000 | $6.81 |
| 06/30/2015 | NEOPHOTONICS CORP | NPTN | 580,313 | 580,313 | 5,298,000 | 5,298,000 | $9.13 |
| 03/31/2015 | NEOPHOTONICS CORP | NPTN | 307,036 | 307,036 | 2,072,000 | 2,072,000 | $6.75 |
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