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> FDN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2016 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 0 | -5,115 | 0 | -381,000 | |
| 03/31/2016 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 0 | -5,115 | 0 | -381,000 | |
| 12/31/2015 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 5,115 | 5,115 | 381,000 | 381,000 | $74.49 |
| 09/30/2015 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 4,170 | -100 | 275,000 | -11,000 | $65.95 |
| 06/30/2015 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 4,270 | 4,270 | 286,000 | 286,000 | $66.98 |
| 03/31/2015 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 4,170 | 4,170 | 270,000 | 270,000 | $64.75 |
| 12/31/2014 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 4,170 | 4,170 | 255,000 | 255,000 | $61.15 |
| 09/30/2014 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 4,170 | 4,170 | 253,000 | 253,000 | $60.67 |
| 06/30/2014 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 4,170 | 4,170 | 248,000 | 248,000 | $59.47 |
| 03/31/2014 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 5,163 | -1,637 | 304,000 | -103,000 | $58.88 |
| 12/31/2013 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 6,800 | 6,800 | 407,000 | 407,000 | $59.85 |
| 09/30/2013 | FIRST TRUST EXCHANGE-TRADED FUND | FDN | 6,300 | 6,300 | 338,000 | 338,000 | $53.65 |
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