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MARSHALL WACE, LLP
> SAR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | SARATOGA INVESTMENT CORP. | SAR | 33,521 | 33,521 | 904,731,000 | 904,731,000 | $26,989.98 |
| 03/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 0 | -30,523 | 0 | -897,000 | |
| 12/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 30,523 | 30,523 | 897,000 | 897,000 | $29.39 |
| 06/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 0 | -23,832 | 0 | -603,000 | |
| 03/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 23,832 | -29,818 | 603,000 | -516,000 | $25.30 |
| 12/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 53,650 | -9,901 | 1,119,000 | 52,000 | $20.86 |
| 09/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 63,551 | -1,426 | 1,067,000 | 40,000 | $16.79 |
| 06/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 64,977 | -9,093 | 1,027,000 | 174,000 | $15.81 |
| 03/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 74,070 | -26,786 | 853,000 | -1,663,000 | $11.52 |
| 12/31/2019 | SARATOGA INVESTMENT CORP. | SAR | 100,856 | 29,540 | 2,516,000 | 753,000 | $24.95 |
| 09/30/2019 | SARATOGA INVESTMENT CORP. | SAR | 71,316 | 71,316 | 1,763,000 | 1,763,000 | $24.72 |
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