BROOKFIELD TOTAL RETURN FUND INC (HTR) [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Ownership	Reported
12/05/2016	Salvatore Louis P	Director	Disposition	Common Stock	6.6k	$0.00	$0		12/05/2016
12/05/2016	MCFARLAND STUART A	Director	Disposition	Common Stock	3.1k	$0.00	$0		12/05/2016
12/05/2016	Brookfield Public Securities Group LLC		Disposition	Common Stock	4.6k	$0.00	$0		12/05/2016
12/05/2016	Shipley Mark		Disposition	Common Stock	311.76	$0.00	$0		12/05/2016
12/05/2016	RUSSELL-DOWE MICHELLE LYN		Disposition	Common Stock	931	$0.00	$0		12/05/2016
12/05/2016	RUSSELL-DOWE MICHELLE LYN		Disposition	Common Stock	2.7k	$0.00	$0		12/05/2016
06/05/2014	DRAKE RODMAN L	Director	Purchase	Common Stock	610	$24.53	$15k	Parent of Stephan R. Drake	06/05/2014
06/05/2014	DRAKE RODMAN L	Director	Purchase	Common Stock	390	$24.53	$9.6k	Parent of Philip L. Drake	06/05/2014
04/17/2014	DRAKE RODMAN L	Director	Sale	Common Stock	1000	$24.23	$24.2k		04/17/2014
09/18/2013	DRAKE RODMAN L	Director	Sale	Common Stock	1.8k	$22.78	$41k		09/18/2013
12/19/2012	DRAKE RODMAN L	Director	Sale	Common Stock	20	$23.46	$469.2		12/19/2012
11/20/2012	Hamilton Diana H	Director	Purchase	Common Stock	420	$23.74	$10k	Son	11/20/2012
11/20/2012	Hamilton Diana H	Director	Purchase	Common Stock	420	$23.74	$10k		11/20/2012
10/29/2012	Salvatore Louis P	Director	Purchase		1.9k	$21.50	$40.2k		10/12/2012
10/29/2012	Salvatore Louis P	Director	Purchase		1.2k	$21.50	$25.2k		10/12/2012
10/26/2012	RUSSELL-DOWE MICHELLE LYN		Purchase	Common Stock	265	$21.50	$5.7k	Spouse	10/26/2012
10/26/2012	RUSSELL-DOWE MICHELLE LYN		Purchase	Common Stock	166	$22.59	$3.7k	Spouse	10/26/2012
10/26/2012	RUSSELL-DOWE MICHELLE LYN		Purchase	Common Stock	385	$21.50	$8.3k		10/26/2012
10/26/2012	RUSSELL-DOWE MICHELLE LYN		Purchase	Common Stock	696	$22.59	$15.7k		10/26/2012
10/16/2012	Pires Steven M	Treasurer	Sale	Rights Offering	25	$0.67	$16.8		10/16/2012
10/16/2012	Pires Steven M	Treasurer	Sale	Common Stock	25	$0.67	$16.8		10/16/2012
10/12/2012	Salvatore Louis P	Director	Sale		1	$0.73	$0.7		10/12/2012
07/13/2012	RUSSELL-DOWE MICHELLE LYN		Purchase	Common Stock	250	$6.29	$1.6k		07/13/2012
07/13/2012	RUSSELL-DOWE MICHELLE LYN		Purchase	Common Stock	1000	$6.29	$6.3k		07/13/2012
07/13/2012	RUSSELL-DOWE MICHELLE LYN		Purchase	Common Stock	2.2k	$6.28	$14.1k		07/13/2012
05/01/2012	MCFARLAND STUART A	Director	Purchase	Common Stock	5.7k	$6.02	$34.4k		05/01/2012
10/26/2011	MCFARLAND STUART A	Director	Purchase	common stock	1.2k	$5.97	$7.1k		10/26/2011
10/26/2011	MCFARLAND STUART A	Director	Sale	common stock	1.2k	$5.97	$7.1k		10/26/2011
10/26/2011	MCFARLAND STUART A	Director	Sale	Common Stock	1.2k	$5.97	$7.1k		10/26/2011
10/26/2011	MCFARLAND STUART A	Director	Sale	Common Stock	836.6795	$6.06	$5.1k		10/26/2011
07/29/2009	Pires Steven M	Treasurer	Purchase	Common Stock	100	$5.17	$516.6		07/29/2009