News + Filings Transactions
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CARGILE CHARLES F
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 12/02/2020 | Sunworks, Inc. | SUNW | Sale | Common Stock | 2.5k | $3.98 | $9.8k | | 12/02/2020 |
| 11/27/2020 | Sunworks, Inc. | SUNW | Payment of Exercise | Common Stock | 1.5k | $5.60 | $8.2k | | 11/27/2020 |
| 11/27/2020 | Sunworks, Inc. | SUNW | Sale | Common Stock | 82.2k | $5.85 | $480.7k | | 11/27/2020 |
| 11/27/2020 | Sunworks, Inc. | SUNW | Exercise | Option to Purchase Common Stock | 3.9k | $2.10 | $8.2k | | 11/27/2020 |
| 01/02/2019 | Sunworks, Inc. | SUNW | Grant | | 43k | $0.30 | $12.9k | | 01/02/2019 |
| 11/15/2018 | Sunworks, Inc. | SUNW | Purchase | Common Stock | 14.2k | $0.42 | $5.9k | see footnote | 11/14/2018 |
| 11/14/2018 | Sunworks, Inc. | SUNW | Purchase | Common Stock | 10.8k | $0.43 | $4.7k | see footnote | 11/14/2018 |
| 08/14/2018 | Sunworks, Inc. | SUNW | Purchase | Common Stock | 20k | $0.70 | $14k | See footnote | 08/14/2018 |
| 05/30/2018 | Sunworks, Inc. | SUNW | Grant | Option to purchase common stock | 40k | $1.09 | $43.6k | | 05/30/2018 |
| 11/27/2017 | Sunworks, Inc. | SUNW | Purchase | Common Stock | 20k | $1.01 | $20.1k | See Footnote | 11/27/2017 |
| 08/21/2017 | Sunworks, Inc. | SUNW | Purchase | Common Stock | 10k | $1.59 | $15.9k | See Footnote | 08/21/2017 |
| 05/31/2017 | Sunworks, Inc. | SUNW | Purchase | Common Stock | 900 | $1.66 | $1.5k | See Footnote | 05/30/2017 |
| 05/30/2017 | Sunworks, Inc. | SUNW | Purchase | Common Stock | 13.2k | $1.57 | $20.7k | See Footnote | 05/30/2017 |
| 03/29/2017 | Sunworks, Inc. | SUNW | Grant | Common Stock | 166.7k | $0.00 | $0 | | 03/29/2018 |
| 04/29/2016 | NEWPORT CORP | NEWP | Disposition | Stock Appreciation Right | 13.1k | $17.12 | $225k | | 04/29/2016 |
| 04/29/2016 | NEWPORT CORP | NEWP | Disposition | Stock Appreciation Right | 9.3k | $17.06 | $159.2k | | 04/29/2016 |
| 04/29/2016 | NEWPORT CORP | NEWP | Disposition | Stock Appreciation Right | 13k | $12.47 | $161.8k | | 04/29/2016 |
| 04/29/2016 | NEWPORT CORP | NEWP | Disposition | Common Stock | 13.5k | $0.00 | $0 | | 04/29/2016 |
| 04/29/2016 | NEWPORT CORP | NEWP | Disposition | Common Stock | 8.1k | $0.00 | $0 | | 04/29/2016 |
| 04/29/2016 | NEWPORT CORP | NEWP | Disposition | Common Stock | 1000 | $23.00 | $23k | Held in family trust | 04/29/2016 |
| 04/29/2016 | NEWPORT CORP | NEWP | Disposition | Common Stock | 101.2k | $23.00 | $2.3M | | 04/29/2016 |
| 04/29/2016 | NEWPORT CORP | NEWP | Disposition | Stock Appreciation Right | 20.2k | $19.11 | $387k | | 04/29/2016 |
| 04/29/2016 | NEWPORT CORP | NEWP | Disposition | Stock Appreciation Right | 24.4k | $18.29 | $446.1k | | 04/29/2016 |
| 04/29/2016 | NEWPORT CORP | NEWP | Disposition | Stock Appreciation Right | 24.5k | $13.74 | $336.8k | | 04/29/2016 |
| 01/05/2016 | NETLIST INC | NLST | Grant | Stock Option (right to buy) | 20k | $0.90 | $18k | | 01/05/2016 |
| 05/19/2015 | NEWPORT CORP | NEWP | Grant | Common Stock | 20.2k | $0.00 | $0 | | 05/19/2015 |
| 05/19/2015 | NEWPORT CORP | NEWP | Grant | Stock Appreciation Right (Stock-Settled) | 20.2k | $19.11 | $387k | | 05/19/2015 |
| 03/31/2015 | NEWPORT CORP | NEWP | Payment of Exercise | Common Stock | 7.8k | $19.06 | $148.2k | | 03/31/2015 |
| 02/12/2015 | NEWPORT CORP | NEWP | Sale | Common Stock | 16.2k | $20.24 | $329k | | 02/12/2015 |
| 01/21/2015 | NETLIST INC | NLST | Grant | Stock Option (right to buy) | 20k | $1.31 | $26.2k | | 01/21/2015 |
| 08/05/2014 | NEWPORT CORP | NEWP | Sale | Common Stock | 6.4k | $18.52 | $118.5k | | 08/01/2014 |
| 08/04/2014 | NEWPORT CORP | NEWP | Sale | Common Stock | 21.2k | $18.20 | $385k | | 08/01/2014 |
| 08/01/2014 | NEWPORT CORP | NEWP | Exercise | Stock option (right to buy) | 25k | $13.03 | $325.8k | | 08/01/2014 |
| 05/19/2014 | NEWPORT CORP | NEWP | Grant | Common Stock | 24.4k | $0.00 | $0 | | 05/19/2014 |
| 05/19/2014 | NEWPORT CORP | NEWP | Grant | Stock Appreciation Right (Stock-Settled) | 24.4k | $18.29 | $446.1k | | 05/19/2014 |
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