Gottdiener Noah [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
12/07/2020	Focus Financial Partners Inc.	FOCS	Grant	Incentive Units in Focus Financial Partners, LLC	9.3k	$0.00	$0		12/07/2020
12/07/2020	Focus Financial Partners Inc.	FOCS	Grant	Common Units in Focus Financial Partners, LLC	951	$0.00	$0		12/07/2020
12/11/2019	Focus Financial Partners Inc.	FOCS	Grant	Incentive Units in Focus Financial Partners, LLC	23.9k	$0.00	$0		12/11/2019
12/18/2018	Focus Financial Partners Inc.	FOCS	Grant	Incentive Units in Focus Financial Partners, LLC	20.5k	$0.00	$0		12/18/2018
07/30/2018	Focus Financial Partners Inc.	FOCS	Purchase	Class A Common Stock	7.6k	$33.00	$250k		07/30/2018
07/30/2018	Focus Financial Partners Inc.	FOCS	Grant	Incentive Units in Focus Financial Partners, LLC	30k	$0.00	$0		07/30/2018
02/26/2012	Duff & Phelps Corp	DUF	Payment of Exercise	Class A common stock	8.6k	$15.21	$131.3k		02/26/2012
03/02/2011	Duff & Phelps Corp	DUF	Grant	Class A common stock	50.9k	$0.00	$0		03/02/2011
11/10/2009	Duff & Phelps Corp	DUF	Other (disposition)	Duff and Phelps Acquisitions, LLC New Class A Units	13.8k	$15.00	$207k	See footnote	11/10/2009
11/10/2009	Duff & Phelps Corp	DUF	Other (disposition)	Duff and Phelps Acquisitions, LLC New Class A Units	137.1k	$15.00	$2.1M		11/10/2009