CHRISTOPHER RICHARD [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
11/17/2022	INVIVO THERAPEUTICS HOLDINGS CORP.	NVIV	Grant	Stock Option (right to buy)	20.8k	$2.50	$52k	11/17/2022
03/18/2021	INVIVO THERAPEUTICS HOLDINGS CORP.	NVIV	Grant	Stock Option (right to buy)	75k	$1.10	$82.5k	03/18/2021
03/10/2020	INVIVO THERAPEUTICS HOLDINGS CORP.	NVIV	Purchase	Common Stock	3.6k	$0.00	$0	03/10/2020
03/10/2020	INVIVO THERAPEUTICS HOLDINGS CORP.	NVIV	Purchase	Warrant (right to buy)	3.6k	$2.75	$10k	03/10/2020
09/25/2019	INVIVO THERAPEUTICS HOLDINGS CORP.	NVIV	Grant		47.5k	$0.00	$0	09/25/2019
01/14/2019	INVIVO THERAPEUTICS HOLDINGS CORP.	NVIV	Grant	Nonstatutory Stock Option (right to buy)	90k	$1.53	$137.7k	01/14/2019
12/21/2018	ICAD INC	ICAD	Grant	Convertible Debenture	5k	$4.00	$20k	12/21/2018
12/05/2018	ICAD INC	ICAD	Payment of Exercise	Common Stock	4.9k	$4.08	$20k	12/05/2018
03/30/2018	ICAD INC	ICAD	Grant		58.3k	$3.08	$179.7k	03/30/2018
03/30/2018	ICAD INC	ICAD	Payment of Exercise	Common Stock	6.7k	$3.08	$20.7k	03/30/2018
03/22/2018	ICAD INC	ICAD	Grant		25k	$0.00	$0	03/22/2018
12/05/2017	ICAD INC	ICAD	Payment of Exercise	Common Stock	5.4k	$3.52	$19k	12/05/2017
05/04/2017	ICAD INC	ICAD	Grant		1.6k	$0.00	$0	05/04/2017
11/13/2012	DUSA PHARMACEUTICALS INC	DUSA	Exercise	Incentive Stock Option	7.5k	$1.60	$12k	11/13/2012
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	50	$5.89	$294.5	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	5k	$5.90	$29.5k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Exercise	Non-Qualified Stock Option	37.6k	$1.22	$45.8k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Exercise	Incentive Stock Option	5k	$3.87	$19.4k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	5k	$5.91	$29.5k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	2.5k	$5.91	$14.8k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	15k	$5.94	$89k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	300	$5.95	$1.8k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	1.8k	$5.96	$10.7k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	4.4k	$5.97	$26.3k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	500	$5.98	$3k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	6.9k	$5.98	$41.3k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	300	$5.98	$1.8k	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	100	$5.99	$598.5	05/12/2011
05/12/2011	DUSA PHARMACEUTICALS INC	DUSA	Sale	Common Stock	700	$5.99	$4.2k	05/12/2011
05/09/2010	DUSA PHARMACEUTICALS INC	DUSA	Payment of Exercise	Common Stock	1k	$2.01	$2.1k	05/09/2010
03/12/2010	DUSA PHARMACEUTICALS INC	DUSA	Payment of Exercise	Common Stock	3.2k	$1.78	$5.7k	03/12/2010