| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 03/14/2019 | BLACKROCK MUNICIPAL INCOME INVESTMENT TRUST | BBF | Sale | Variable Rate Demand Preferred (CUSIP 09248H303) | 520 | $100,000.00 | $52M | By Barclays Capital Inc. | 03/14/2019 |
| 03/14/2019 | BLACKROCK MUNIYIELD QUALITY FUND, INC. | MQY | Sale | Variable Rate Demand Preferred (CUSIP 09254F704) | 1.8k | $100,000.00 | $177.6M | By Barclays Capital Inc. | 03/14/2019 |
| 03/14/2019 | BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST | BSE | Sale | Variable Rate Demand Preferred (CUSIP 09249U303) | 405 | $100,000.00 | $40.5M | By Barclays Capital Inc. | 03/14/2019 |
| 03/14/2019 | BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II | BFY | Sale | Variable Rate Demand Preferred (CUSIP 09249R300) | 444 | $100,000.00 | $44.4M | By Barclays Capital Inc. | 03/14/2019 |
| 03/14/2019 | BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC. | MNE | Sale | Variable Rate Demand Preferred (CUSIP 09255F307) | 296 | $100,000.00 | $29.6M | By Barclays Capital Inc. | 03/14/2019 |
| 03/14/2019 | BLACKROCK NEW YORK MUNICIPAL BOND TRUST | BQH | Sale | Variable Rate Demand Preferred (CUSIP 09249P304) | 221 | $100,000.00 | $22.1M | By Barclays Capital Inc. | 03/14/2019 |
| 06/28/2018 | WALTER INVESTMENT MANAGEMENT CORP | DHCP | Sale | Common Stock | 62.4k | $5.63 | $351.3k | by Barclays Capital Inc. | 06/28/2018 |
| 06/19/2018 | Invesco Dynamic Credit Opportunities Fund | VTA | Other (disposition) | Series 2016/9-VTA C-1 (CUSIP 46132R 203) | 750 | $100,000.00 | $75M | By Barclays Bank PLC | 06/19/2018 |
| 06/19/2018 | Invesco Senior Income Trust | VVR | Other (disposition) | Series 2015/11-VVR C-1 (CUSIP 46131H 800) | 750 | $100,000.00 | $75M | By Barclays Bank PLC | 06/19/2018 |
| 06/01/2018 | WALTER INVESTMENT MANAGEMENT CORP | DHCP | Purchase | Common Stock | 1 | $6.62 | $6.6 | by Barclays Capital Inc. | 06/01/2018 |
| 04/16/2018 | WALTER INVESTMENT MANAGEMENT CORP | DHCP | Sale | Common Stock | 3 | $8.17 | $24.5 | By Barclays Capital Inc. | 04/16/2018 |
| 03/15/2018 | WALTER INVESTMENT MANAGEMENT CORP | DHCP | Sale | Common Stock | 501 | $10.82 | $5.4k | By Barclays Capital Inc. | 03/15/2018 |
| 03/13/2018 | WALTER INVESTMENT MANAGEMENT CORP | DHCP | Sale | Common Stock | 4k | $11.07 | $44.5k | By Barclays Capital Inc. | 03/13/2018 |
| 02/22/2018 | WALTER INVESTMENT MANAGEMENT CORP | DHCP | Sale | Common Stock | 25k | $10.00 | $250k | by Barclays Capital Inc. | 02/15/2018 |
| 02/20/2018 | WALTER INVESTMENT MANAGEMENT CORP | DHCP | Sale | Common Stock | 100 | $10.18 | $1k | by Barclays Capital Inc. | 02/15/2018 |
| 02/16/2018 | WALTER INVESTMENT MANAGEMENT CORP | DHCP | Sale | Common Stock | 8.9k | $10.20 | $91.1k | by Barclays Capital Inc. | 02/15/2018 |
| 02/15/2018 | WALTER INVESTMENT MANAGEMENT CORP | DHCP | Sale | Common Stock | 7 | $9.02 | $63.1 | by Barclays Capital Inc. | 02/15/2018 |
| 08/18/2017 | Nuveen California Quality Municipal Income Fund | NAC | Sale | Variable Rate Demand Preferred (CUSIP 67066Y832) | 1.1k | $100,000.00 | $114.1M | by Barclays Capital Inc. | 08/18/2017 |
| 07/27/2017 | Nuveen California Quality Municipal Income Fund | NAC | Purchase | Variable Rate Demand Preferred (CUSIP 67066Y832) | 50 | $100,000.00 | $5M | by Barclays Capital Inc. | 07/27/2017 |
| 07/26/2017 | Nuveen Quality Municipal Income Fund | NAD | Sale | Variable Rate Demand Preferred (CUSIP 67066V861) | 750 | $100,000.00 | $75M | By Barclays Capital Inc. | 07/26/2017 |
| 07/25/2017 | Nuveen Quality Municipal Income Fund | NAD | Sale | Variable Rate Demand Preferred (CUSIP 67066V853) | 37 | $100,000.00 | $3.7M | By Barclays Capital Inc. | 07/25/2017 |
| 07/24/2017 | Nuveen California Quality Municipal Income Fund | NAC | Purchase | Variable Rate Demand Preferred (CUSIP 67066Y832) | 50 | $100,000.00 | $5M | By Barclays Capital Inc. | 07/24/2017 |
| 07/19/2017 | Nuveen California Quality Municipal Income Fund | NAC | Sale | Variable Rate Demand Preferred (CUSIP 67066Y832) | 260 | $100,000.00 | $26M | By Barclays Capital Inc. | 07/19/2017 |
| 07/17/2017 | Nuveen Quality Municipal Income Fund | NAD | Sale | Variable Rate Demand Preferred (CUSIP 67066V853) | 12 | $100,000.00 | $1.2M | By Barclays Capital Inc. | 07/17/2017 |
| 07/19/2016 | Summit Materials, Inc. | SUM | Purchase | Class A Common Stock | 86 | $21.81 | $1.9k | by Barclays Capital Inc. | 07/19/2016 |
| 07/19/2016 | Summit Materials, Inc. | SUM | Purchase | Class A Common Stock | 100 | $21.85 | $2.2k | by Barclays Capital Derivatives Funding LLC | 07/19/2016 |
| 07/19/2016 | Summit Materials, Inc. | SUM | Purchase | Class A Common Stock | 100 | $21.86 | $2.2k | by Barclays Capital Derivatives Funding LLC | 07/19/2016 |
| 07/19/2016 | Summit Materials, Inc. | SUM | Purchase | Class A Common Stock | 116 | $21.84 | $2.5k | by Barclays Capital Derivatives Funding LLC | 07/19/2016 |
| 07/11/2014 | HITTITE MICROWAVE CORP | HITT | Other (disposition) | Common Stock | 4.8k | $77.93 | $374.1k | By Barclays Bank PLC | 07/03/2014 |
| 07/11/2014 | HITTITE MICROWAVE CORP | HITT | Other (acquisition) | Common Stock | 18.1k | $77.90 | $1.4M | By Barclays Capital Inc. | 07/03/2014 |
| 07/11/2014 | HITTITE MICROWAVE CORP | HITT | Sale | Common Stock | 300 | $77.90 | $23.4k | By Palomino Ltd. | 07/03/2014 |
| 07/11/2014 | HITTITE MICROWAVE CORP | HITT | Sale | Common Stock | 200 | $77.90 | $15.6k | By Palomino Ltd. | 07/03/2014 |
| 07/11/2014 | HITTITE MICROWAVE CORP | HITT | Sale | Common Stock | 91 | $77.90 | $7.1k | By Palomino Ltd. | 07/03/2014 |
| 07/11/2014 | HITTITE MICROWAVE CORP | HITT | Sale | Common Stock | 109 | $77.90 | $8.5k | By Palomino Ltd. | 07/03/2014 |
| 07/11/2014 | HITTITE MICROWAVE CORP | HITT | Sale | Common Stock | 100 | $77.90 | $7.8k | By Palomino Ltd. | 07/03/2014 |
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