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JAGGERS JOHN V

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
11/17/2015XTERA COMMUNICATIONS, INC.XCOMConversionCommon Stock1M$0.00$0See Footnote11/17/2015
11/17/2015XTERA COMMUNICATIONS, INC.XCOMPurchaseCommon Stock200k$5.00$1000kSee Footnote11/17/2015
11/17/2015XTERA COMMUNICATIONS, INC.XCOMConversionSeries A-3 Preferred Stock14.2M$0.00$0See Footnote11/17/2015
11/17/2015XTERA COMMUNICATIONS, INC.XCOMConversionSeries B-3 Preferred Stock28.9k$1,113.00$32.2MSee Footnote11/17/2015
11/17/2015XTERA COMMUNICATIONS, INC.XCOMConversionSeries C-3 Preferred Stock2.4M$0.00$0See Footnote11/17/2015
11/17/2015XTERA COMMUNICATIONS, INC.XCOMConversionSeries D-3 Preferred Stock3.5M$0.00$0See Footnote11/17/2015
11/17/2015XTERA COMMUNICATIONS, INC.XCOMConversionSeries E-3 Preferred Stock3.4M$0.00$0See Footnote11/17/2015
09/01/2015Capstone Green Energy CorpCPSTGrantCommon Stock22.4k$0.39$8.7k 09/01/2015
08/28/2015Capstone Green Energy CorpCPSTGrantCommon Stock27.8k$0.41$11.4k 08/28/2015
08/15/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock2.5k$0.00$0 08/11/2015
08/12/2015ALDER BIOPHARMACEUTICALS INCALDRSaleCommon Stock97.1k$40.03$3.9MSee Footnote08/11/2015
08/12/2015ALDER BIOPHARMACEUTICALS INCALDROther (disposition)Common Stock1.8M$0.00$0See Footnote08/11/2015
08/12/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock42$0.00$0See Footnote08/11/2015
08/12/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock4.1k$0.00$0 08/11/2015
08/12/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock1.3k$0.00$0 08/11/2015
08/12/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock3.3k$0.00$0 08/11/2015
08/12/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock2.1k$0.00$0 08/11/2015
08/11/2015Capstone Green Energy CorpCPSTPurchaseCommon Stock200k$0.41$82.8k 08/11/2015
08/11/2015ALDER BIOPHARMACEUTICALS INCALDRSaleCommon Stock115.4k$40.40$4.7MSee Footnote08/11/2015
06/04/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock2.3k$0.00$0 06/04/2015
06/04/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock4.5k$0.00$0 06/04/2015
06/04/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock1.4k$0.00$0 06/04/2015
06/04/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock3.7k$0.00$0 06/04/2015
06/04/2015ALDER BIOPHARMACEUTICALS INCALDROther (acquisition)Common Stock2.8k$0.00$0 06/04/2015
06/01/2015Capstone Green Energy CorpCPSTGrantCommon Stock20.3k$0.43$8.7k 06/01/2015
03/02/2015Capstone Green Energy CorpCPSTGrantCommon Stock11.8k$0.74$8.7k 03/02/2015
12/01/2014Capstone Green Energy CorpCPSTGrantCommon Stock10.8k$0.81$8.7k 12/01/2014
09/02/2014Capstone Green Energy CorpCPSTGrantCommon Stock7.1k$1.23$8.7k 09/02/2014
08/29/2014Capstone Green Energy CorpCPSTExerciseRestricted Stock Units30.7k$0.00$0 08/28/2014
08/29/2014Capstone Green Energy CorpCPSTExerciseRestricted Stock Units30.7k$0.00$0 08/28/2014
08/28/2014Capstone Green Energy CorpCPSTGrantRestricted Stock Units27.8k$1.26$35k 08/28/2014
08/28/2014Capstone Green Energy CorpCPSTGrantRestricted Stock Units27.8k$1.26$35k 08/28/2014
06/02/2014Capstone Green Energy CorpCPSTGrantCommon Stock5.6k$1.55$8.7k 06/02/2014
05/13/2014ALDER BIOPHARMACEUTICALS INCALDRConversionSeries A Preferred Stock2.2M$0.00$0See Footnote05/13/2014
05/13/2014ALDER BIOPHARMACEUTICALS INCALDRConversionSeries B Preferred Stock1.8M$0.00$0See Footnote05/13/2014
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