News + Filings Transactions
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GROSS WILLIAM
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/15/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 1.8M | $0.18 | $317.3k | | 06/15/2023 |
| 06/08/2023 | Heliogen, Inc. | | Sale | Common Stock | 204.3k | $0.22 | $44.9k | | 06/07/2023 |
| 06/08/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 204.3k | $0.09 | $18.4k | | 06/07/2023 |
| 06/07/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 1.6M | $0.09 | $140.4k | | 06/07/2023 |
| 06/07/2023 | Heliogen, Inc. | | Sale | Common Stock | 1.6M | $0.25 | $389.9k | | 06/07/2023 |
| 06/06/2023 | Heliogen, Inc. | | Sale | Common Stock | 210.2k | $0.24 | $50.5k | | 06/05/2023 |
| 06/06/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 210.2k | $0.09 | $18.9k | | 06/05/2023 |
| 06/05/2023 | Heliogen, Inc. | | Sale | Common Stock | 91.5k | $0.25 | $22.9k | | 06/05/2023 |
| 06/05/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 91.5k | $0.09 | $8.2k | | 06/05/2023 |
| 05/30/2023 | Heliogen, Inc. | | Sale | Common Stock | 300 | $0.26 | $78 | | 05/30/2023 |
| 05/30/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 300 | $0.09 | $27 | | 05/30/2023 |
| 05/25/2023 | Energy Vault Holdings, Inc. | | Grant | Common Stock | 42.5k | $0.00 | $0 | | 05/25/2023 |
| 05/25/2023 | Heliogen, Inc. | | Sale | Common Stock | 335.7k | $0.26 | $87.3k | | 05/25/2023 |
| 05/25/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 335.7k | $0.09 | $30.2k | | 05/25/2023 |
| 05/24/2023 | Heliogen, Inc. | | Sale | Common Stock | 56.5k | $0.26 | $14.7k | | 05/23/2023 |
| 05/24/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 56.5k | $0.09 | $5.1k | | 05/23/2023 |
| 05/23/2023 | Heliogen, Inc. | | Sale | Common Stock | 94.8k | $0.26 | $24.7k | | 05/23/2023 |
| 05/23/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 94.8k | $0.09 | $8.5k | | 05/23/2023 |
| 05/18/2023 | Heliogen, Inc. | | Sale | Common Stock | 340 | $0.28 | $95.2 | | 05/17/2023 |
| 05/18/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 340 | $0.09 | $30.6 | | 05/17/2023 |
| 05/17/2023 | Heliogen, Inc. | | Exercise | Employee Stock Option (right to buy) | 153.1k | $0.09 | $13.8k | | 05/17/2023 |
| 05/17/2023 | Heliogen, Inc. | | Sale | Common Stock | 153.1k | $0.29 | $44.4k | | 05/17/2023 |
| 12/30/2022 | Energy Vault Holdings, Inc. | | Gift | Common Stock | 211.9k | $0.00 | $0 | Held by Gross Goodstein Living Trust dated April 18, 2006 | 12/30/2022 |
| 11/18/2022 | Heliogen, Inc. | | Purchase | Common Stock | 50k | $1.00 | $50k | | 11/18/2022 |
| 10/11/2022 | Energy Vault Holdings, Inc. | | Sale | Common Stock | 16.2k | $5.34 | $86.8k | Held by Idealab Studio, LLC | 10/10/2022 |
| 10/10/2022 | Energy Vault Holdings, Inc. | | Sale | Common Stock | 16.2k | $5.46 | $88.8k | Held by Idealab Studio, LLC | 10/10/2022 |
| 09/27/2022 | Energy Vault Holdings, Inc. | | Sale | Common Stock | 16.2k | $5.36 | $87.1k | Held by Idealab Studio, LLC | 09/26/2022 |
| 09/26/2022 | Energy Vault Holdings, Inc. | | Sale | Common Stock | 16.2k | $4.83 | $78.5k | Held by Idealab Studio, LLC | 09/26/2022 |
| 09/01/2022 | Heliogen, Inc. | | Other (disposition) | Common Stock | 1.1M | $0.00 | $0 | See footnote | 09/01/2022 |
| 08/17/2022 | Energy Vault Holdings, Inc. | | Other (disposition) | Common Stock | 36.8k | $0.00 | $0 | Held by Idealab Holdings, LLC | 08/17/2022 |
| 08/17/2022 | Energy Vault Holdings, Inc. | | Sale | Common Stock | 170.2k | $5.18 | $882.3k | Held by Idealab Holdings, LLC | 08/17/2022 |
| 08/11/2022 | Energy Vault Holdings, Inc. | | Other (disposition) | Common Stock | 46.4k | $0.00 | $0 | Held by Idealab Studio, LLC | 08/11/2022 |
| 06/28/2022 | Energy Vault Holdings, Inc. | | Gift | Common Stock | 500k | $0.00 | $0 | Held by Gross Goodstein Living Trust dated April 18, 2006 | 08/11/2022 |
| 06/28/2022 | Energy Vault Holdings, Inc. | | Gift | Common Stock | 100k | $0.00 | $0 | Held by spouse as UTMA custodian for child | 08/11/2022 |
| 06/14/2022 | Heliogen, Inc. | | Purchase | Common Stock | 20k | $2.47 | $49.4k | | 06/14/2022 |
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