| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/24/2016 | XTERA COMMUNICATIONS, INC. | XCOM | Sale | Common Stock | 2.5M | $0.78 | $1.9M | | 08/24/2016 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Series B-3 Preferred Stock | 14.4M | $0.00 | $0 | By Wellcome Trust Investments 2 Unlimited | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Series C-3 Preferred Stock | 5.8M | $0.00 | $0 | By Wellcome Trust Investments 2 Unlimited | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Series D-3 Preferred Stock | 15.5M | $0.00 | $0 | By Wellcome Trust Investments 2 Unlimited | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Series E-3 Preferred Stock | 10.5M | $0.00 | $0 | By Wellcome Trust Investments 2 Unlimited | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Series E-3 Preferred Stock | 869.6k | $0.00 | $0 | | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Purchase | Common Stock | 600k | $5.00 | $3M | | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Common Stock | 33.4k | $0.00 | $0 | | 11/17/2015 |
| 11/17/2015 | XTERA COMMUNICATIONS, INC. | XCOM | Conversion | Common Stock | 1.8M | $0.00 | $0 | By Wellcome Trust Investments 2 Unlimited | 11/17/2015 |
| 03/19/2014 | CASTLIGHT HEALTH, INC. | CSLT | Conversion | Class A Common Stock | 6.5M | $0.00 | $0 | | 03/19/2014 |
| 03/19/2014 | CASTLIGHT HEALTH, INC. | CSLT | Conversion | Series D Convertible Preferred Stock | 1.7M | $0.00 | $0 | | 03/19/2014 |
| 03/19/2014 | CASTLIGHT HEALTH, INC. | CSLT | Conversion | Series C Convertible Preferred Stock | 4.4M | $0.00 | $0 | | 03/19/2014 |
| 03/19/2014 | CASTLIGHT HEALTH, INC. | CSLT | Conversion | Series A-1 Convertible Preferred Stock | 135.9k | $0.00 | $0 | | 03/19/2014 |
| 03/19/2014 | CASTLIGHT HEALTH, INC. | CSLT | Conversion | Series A Convertible Preferred Stock | 345.9k | $0.00 | $0 | | 03/19/2014 |
| 03/17/2014 | Achaogen Inc | AKAO | Conversion | | 800.7k | $0.00 | $0 | | 03/17/2014 |
| 03/17/2014 | Achaogen Inc | AKAO | Conversion | | 774.7k | $0.00 | $0 | | 03/17/2014 |
| 03/17/2014 | Achaogen Inc | AKAO | Conversion | Common Stock | 800.7k | $0.00 | $0 | | 03/17/2014 |
| 03/17/2014 | Achaogen Inc | AKAO | Conversion | Common Stock | 774.7k | $0.00 | $0 | | 03/17/2014 |
| 11/18/2011 | Radius Health, Inc. | RDUS | Purchase | Series A-1 Convertible Preferred Stock | 25.5k | $81.42 | $2.1M | By trust | 11/18/2011 |