News + Filings Transactions
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PFENNIGER RICHARD C JR
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/17/2023 | GeneDx Holdings Corp. | | Purchase | Class A Common Stock | 5k | $5.10 | $25.5k | | 08/17/2023 |
| 06/06/2023 | ASENSUS SURGICAL, INC. | TRXC | Grant | Common Stock | 45k | $0.00 | $0 | | 06/06/2023 |
| 10/06/2022 | Fluent, Inc. | COGT | Grant | Common Stock | 60k | $0.00 | $0 | | 10/06/2022 |
| 07/25/2022 | Cocrystal Pharma, Inc. | COCP | Grant | Stock Options (Right to Buy) | 80k | $0.42 | $33.6k | | 07/25/2022 |
| 07/14/2022 | OPKO HEALTH, INC. | OPK | Grant | Stock Option (Right to Buy) | 60k | $2.69 | $161.4k | | 07/14/2022 |
| 06/14/2022 | ASENSUS SURGICAL, INC. | TRXC | Grant | Common Stock | 45k | $0.00 | $0 | | 06/14/2022 |
| 05/02/2022 | GeneDx Holdings Corp. | | Grant | Stock Option | 157.8k | $0.00 | $0 | | 05/02/2022 |
| 05/02/2022 | GeneDx Holdings Corp. | | Grant | Stock Option (Right to Buy) | 157.8k | $2.16 | $340.1k | | 05/02/2022 |
| 05/02/2022 | GeneDx Holdings Corp. | | Grant | Restricted Stock Unit | 90.9k | $0.00 | $0 | | 05/02/2022 |
| 10/14/2021 | GP STRATEGIES CORP | GPX | Disposition | Common Stock | 56.3k | $20.85 | $1.2M | | 10/14/2021 |
| 09/30/2021 | GP STRATEGIES CORP | GPX | Grant | Common Stock | 544 | $0.00 | $0 | | 09/30/2021 |
| 08/20/2021 | Cocrystal Pharma, Inc. | COCP | Purchase | Common Stock | 40k | $1.03 | $41.1k | | 08/20/2021 |
| 07/16/2021 | Cocrystal Pharma, Inc. | COCP | Grant | Stock Options (Right to Buy) | 50k | $1.11 | $55.5k | | 07/16/2021 |
| 07/01/2021 | ASENSUS SURGICAL, INC. | TRXC | Grant | Common Stock | 13.8k | $0.00 | $0 | | 06/30/2021 |
| 06/30/2021 | ASENSUS SURGICAL, INC. | TRXC | Grant | | 5.1k | $0.00 | $0 | | 06/30/2021 |
| 06/24/2021 | OPKO HEALTH, INC. | OPK | Grant | Stock Option (Right to Buy) | 60k | $3.77 | $226.2k | | 06/24/2021 |
| 03/31/2021 | ASENSUS SURGICAL, INC. | TRXC | Grant | | 4.2k | $0.00 | $0 | | 03/31/2021 |
| 12/31/2020 | ASENSUS SURGICAL, INC. | TRXC | Grant | | 16.5k | $0.00 | $0 | | 12/31/2020 |
| 12/31/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 2.8k | $0.00 | $0 | | 12/31/2020 |
| 12/31/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 3.1k | $0.00 | $0 | | 12/31/2020 |
| 12/31/2020 | GP STRATEGIES CORP | GPX | Grant | Common Stock | 1.7k | $0.00 | $0 | | 12/31/2020 |
| 09/30/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 3.1k | $0.00 | $0 | | 09/30/2020 |
| 09/30/2020 | GP STRATEGIES CORP | GPX | Grant | Common Stock | 2.2k | $0.00 | $0 | | 09/30/2020 |
| 09/30/2020 | ASENSUS SURGICAL, INC. | TRXC | Grant | | 16.5k | $0.00 | $0 | | 09/30/2020 |
| 07/24/2020 | OPKO HEALTH, INC. | OPK | Grant | Stock Option (Right to Buy) | 10k | $5.30 | $53k | | 07/24/2020 |
| 06/30/2020 | GP STRATEGIES CORP | GPX | Grant | Common Stock | 2.4k | $0.00 | $0 | | 06/30/2020 |
| 06/30/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 3.1k | $0.00 | $0 | | 06/30/2020 |
| 06/25/2020 | OPKO HEALTH, INC. | OPK | Grant | Stock Option (Right to Buy) | 30k | $2.68 | $80.4k | | 06/25/2020 |
| 06/08/2020 | ASENSUS SURGICAL, INC. | TRXC | Grant | Common Stock | 6.2k | $0.00 | $0 | | 06/08/2020 |
| 06/08/2020 | ASENSUS SURGICAL, INC. | TRXC | Grant | Common Stock | 22.5k | $0.00 | $0 | | 06/08/2020 |
| 06/08/2020 | ASENSUS SURGICAL, INC. | TRXC | Grant | Stock Option | 31.2k | $0.82 | $25.6k | | 06/08/2020 |
| 05/08/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 8.8k | $0.00 | $0 | | 05/08/2020 |
| 04/30/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 16k | $0.00 | $0 | | 04/30/2020 |
| 04/30/2020 | BioCardia, Inc. | BCDA | Grant | Common Stock | 3.1k | $0.00 | $0 | | 04/30/2020 |
| 03/31/2020 | GP STRATEGIES CORP | GPX | Grant | Common Stock | 1.8k | $0.00 | $0 | | 03/31/2020 |
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