News + Filings Transactions
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Fallon Thomas J
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/23/2023 | Hercules Capital, Inc. | HTGC | Disposition | Common Stock | 186 | $0.00 | $0 | | 05/23/2023 |
| 05/23/2023 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 218 | $13.09 | $2.9k | | 05/23/2023 |
| 05/23/2023 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 186 | $0.00 | $0 | By Trust | 05/23/2023 |
| 03/10/2023 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 10k | $12.75 | $127.5k | By Trust | 03/09/2023 |
| 03/09/2023 | Hercules Capital, Inc. | HTGC | Disposition | Common Stock | 220 | $0.00 | $0 | | 03/09/2023 |
| 03/09/2023 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 187 | $15.32 | $2.9k | | 03/09/2023 |
| 03/09/2023 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 220 | $0.00 | $0 | By Trust | 03/09/2023 |
| 11/17/2022 | Hercules Capital, Inc. | HTGC | Disposition | Common Stock | 202 | $0.00 | $0 | | 11/17/2022 |
| 11/17/2022 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 220 | $14.06 | $3.1k | | 11/17/2022 |
| 11/17/2022 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 202 | $0.00 | $0 | By Trust | 11/17/2022 |
| 08/16/2022 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 202 | $15.13 | $3.1k | | 08/16/2022 |
| 08/16/2022 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 5.5k | $0.00 | $0 | By Trust | 08/16/2022 |
| 08/16/2022 | Hercules Capital, Inc. | HTGC | Disposition | Common Stock | 5.5k | $0.00 | $0 | | 08/16/2022 |
| 08/01/2022 | Hercules Capital, Inc. | HTGC | Disposition | Common Stock | 230 | $0.00 | $0 | | 08/01/2022 |
| 08/01/2022 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 4.3k | $16.13 | $70k | | 08/01/2022 |
| 08/01/2022 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 230 | $0.00 | $0 | By Trust | 08/01/2022 |
| 05/24/2022 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 230 | $15.06 | $3.5k | | 05/24/2022 |
| 05/12/2022 | Hercules Capital, Inc. | HTGC | Disposition | Common Stock | 7.2k | $0.00 | $0 | | 05/12/2022 |
| 05/12/2022 | Hercules Capital, Inc. | HTGC | Purchase | Common Stock | 10k | $14.88 | $148.8k | By Trust | 05/12/2022 |
| 03/16/2022 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 205 | $16.99 | $3.5k | | 03/16/2022 |
| 12/22/2021 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 91 | $17.15 | $1.6k | | 12/22/2021 |
| 12/22/2021 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 94 | $17.33 | $1.6k | | 12/22/2021 |
| 11/17/2021 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 166 | $17.33 | $2.9k | | 11/17/2021 |
| 08/02/2021 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 4k | $17.44 | $70k | | 08/02/2021 |
| 06/24/2021 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 3.5k | $17.28 | $60k | | 06/24/2021 |
| 06/03/2021 | Infinera Corp | INFN | Sale | Common Stock | 172.6k | $10.12 | $1.7M | See Footnote | 06/03/2021 |
| 05/21/2021 | Infinera Corp | INFN | Grant | Restricted Stock Units | 18.2k | $0.00 | $0 | | 05/21/2021 |
| 05/19/2021 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 92 | $15.98 | $1.5k | | 05/19/2021 |
| 05/05/2021 | Infinera Corp | INFN | Exercise | Common Stock | 64.5k | $0.00 | $0 | See Footnote | 05/05/2021 |
| 05/05/2021 | Infinera Corp | INFN | Payment of Exercise | Common Stock | 32k | $8.58 | $274.3k | See Footnote | 05/05/2021 |
| 05/05/2021 | Infinera Corp | INFN | Exercise | Restricted Stock Units | 64.5k | $0.00 | $0 | | 05/05/2021 |
| 03/15/2021 | Hercules Capital, Inc. | HTGC | Grant | Common Stock | 90 | $16.60 | $1.5k | | 03/15/2021 |
| 03/15/2021 | Hercules Capital, Inc. | HTGC | Exercise | Common Stock | 15k | $11.44 | $171.6k | | 03/15/2021 |
| 03/15/2021 | Hercules Capital, Inc. | HTGC | Sale | Common Stock | 15k | $16.56 | $248.4k | | 03/15/2021 |
| 03/12/2021 | Infinera Corp | INFN | Sale | Common Stock | 35.1k | $9.82 | $344.2k | See Footnote | 03/12/2021 |
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