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NOVADEL PHARMA INC (NVDL)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
06/23/2011
Nemeroff Charles
Director
Grant
Stock Option (right to buy)
50k
$0.06
$3k
06/23/2011
06/23/2011
Bonney Thomas E
Director
Grant
Stock Option (right to buy)
50k
$0.06
$3k
06/23/2011
06/23/2011
Baric Mark J
Director
Grant
Stock Option (right to buy)
0
$0.06
$0
06/23/2011
04/04/2011
Moorin Jay
10% Owner
Other (acquisition)
Series A Warrants to Purchase Common Stock
14.7M
$0.04
$520.2k
See footnote
04/04/2011
11/10/2010
Moorin Jay
10% Owner
Exercise (in-the-money or at-the-money)
Common Stock
297.6k
$1.89
$561.8k
See footnote
11/10/2010
11/10/2010
Moorin Jay
10% Owner
Exercise (in-the-money or at-the-money)
Warrants to Purchase Common Stock
1.4M
$0.19
$263.4k
See footnote
11/10/2010
06/16/2010
Johnson Craig A
Sr. VP, CFO and Secretary
Grant
Stock Option (right to buy)
750k
$0.19
$142.5k
06/16/2010
06/10/2010
Nemeroff Charles
Director
Grant
Stock Option (right to buy)
50k
$0.20
$10k
06/10/2010
06/10/2010
Baric Mark J
Director
Grant
Stock Option (right to buy)
50k
$0.20
$10k
06/10/2010
03/31/2010
Moorin Jay
10% Owner
Purchase
Common Stock
4.8M
$0.17
$800k
See
03/31/2010
03/31/2010
Moorin Jay
10% Owner
Purchase
Series A Warrants to Purchase Common Stock
2.4M
$0.25
$606.1k
See footnote
03/31/2010
03/31/2010
Moorin Jay
10% Owner
Purchase
Series B Warrants to Purchase Common Stock
1.6M
$0.25
$404k
See footnote
03/31/2010
12/31/2009
Moorin Jay
10% Owner
Conversion
10% Secured Convertible Notes
10.7M
$0.24
$2.5M
See footnote
12/31/2009
12/31/2009
Moorin Jay
10% Owner
Conversion
10% Secured Convertible Notes
2.1M
$0.30
$610.4k
See footnote
12/31/2009
12/31/2009
Moorin Jay
10% Owner
Conversion
Warrants to Purchase Common Stock
220.7k
$0.00
$0
See
12/31/2009
12/31/2009
Moorin Jay
10% Owner
Conversion
Common Stock
23.2M
$0.16
$3.7M
See
12/31/2009
12/31/2009
RATOFF STEVEN B
President and CEO
Grant
Stock Option (right to buy)
2M
$0.17
$340k
12/31/2009
12/11/2009
RATOFF STEVEN B
President and CEO
Purchase
Common Stock $0.001 par value
465.8k
$0.18
$81.7k
12/08/2009
12/11/2009
RATOFF STEVEN B
President and CEO
Purchase
Common Stock $0.001 par value
26.2k
$0.15
$3.9k
12/08/2009
12/11/2009
RATOFF STEVEN B
President and CEO
Purchase
Common Stock $0.001 par value
8k
$0.13
$1.1k
12/08/2009
12/08/2009
RATOFF STEVEN B
President and CEO
Purchase
Common Stock $0.001 par value
263.9k
$0.14
$37.2k
12/08/2009
12/08/2009
RATOFF STEVEN B
President and CEO
Purchase
Common Stock $0.001 par value
236.1k
$0.15
$35.3k
12/08/2009
11/24/2009
Bergstrom David H
COO
Grant
Stock Option (right to buy)
700k
$0.23
$161k
11/24/2009
10/15/2009
Baric Mark J
Director
Grant
Stock Option (right to buy)
50k
$0.23
$11.5k
10/15/2009
10/15/2009
RATOFF STEVEN B
President and CEO
Grant
Stock Option (right to buy)
50k
$0.23
$11.5k
10/15/2009
10/15/2009
RATOFF STEVEN B
President and CEO
Grant
Stock Option (right to buy)
50k
$0.23
$11.5k
10/15/2009
10/15/2009
Bonney Thomas E
Director
Grant
Stock Option (right to buy)
50k
$0.23
$11.5k
10/15/2009
10/15/2009
Baric Mark J
Director
Grant
Stock Option (right to buy)
50k
$0.23
$11.5k
10/15/2009
10/15/2009
Nemeroff Charles
Director
Grant
Stock Option (right to buy)
50k
$0.23
$11.5k
10/15/2009
10/15/2009
Nemeroff Charles
Director
Grant
Stock Option (right to buy)
50k
$0.23
$11.5k
10/15/2009
10/15/2009
Bonney Thomas E
Director
Grant
Stock Option (right to buy)
50k
$0.23
$11.5k
10/15/2009
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