| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/16/2022 | Aquestive Therapeutics, Inc. | AQST | Grant | Non-Qualified Stock Option (right to buy) | 28.5k | $1.50 | $42.8k | | 08/16/2022 |
| 07/27/2022 | HUMANIGEN, INC | HGEN | Grant | Stock Option (Right to Buy) | 600.4k | $0.38 | $228.1k | | 07/27/2022 |
| 01/12/2022 | HUMANIGEN, INC | HGEN | Grant | Stock Option (Right to Buy) | 59.8k | $2.99 | $178.9k | | 01/12/2022 |
| 12/31/2021 | HUMANIGEN, INC | HGEN | Grant | Stock Option (Right to Buy) | 51k | $3.72 | $189.7k | | 12/31/2021 |
| 06/10/2021 | DBV Technologies S.A. | DBVT | Purchase | Warrant (right to buy) | 6.8k | $7.12 | $48.7k | | 06/10/2021 |
| 09/18/2020 | HUMANIGEN, INC | HGEN | Grant | Stock Option (Right to Buy) | 151.3k | $9.65 | $1.5M | | 09/18/2020 |
| 03/04/2019 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Grant | Stock Option (right to buy) | 100k | $11.26 | $1.1M | | 03/04/2019 |
| 03/09/2018 | HUMANIGEN, INC | HGEN | Grant | Stock Option (Right to Buy) | 715.9k | $0.67 | $476.1k | | 03/09/2018 |
| 03/09/2018 | HUMANIGEN, INC | HGEN | Grant | Stock Option (Right to Buy) | 88.2k | $0.67 | $58.7k | | 03/09/2018 |
| 08/14/2017 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Grant | Stock Option (right to buy) | 250k | $5.05 | $1.3M | | 08/14/2017 |
| 02/07/2017 | ACELRX PHARMACEUTICALS INC | ACRX | Grant | | 112.5k | $3.00 | $337.5k | | 02/07/2017 |
| 09/13/2016 | HUMANIGEN, INC | HGEN | Grant | Stock Option (right to buy) | 100k | $3.38 | $338k | | 09/13/2016 |
| 02/10/2016 | ACELRX PHARMACEUTICALS INC | ACRX | Grant | | 110.5k | $3.40 | $375.7k | | 02/10/2016 |
| 04/29/2015 | ACELRX PHARMACEUTICALS INC | ACRX | Grant | | 100k | $4.24 | $424k | | 04/29/2015 |
| 12/02/2014 | ACELRX PHARMACEUTICALS INC | ACRX | Grant | | 100k | $6.60 | $660k | | 12/02/2014 |
| 05/07/2014 | ACELRX PHARMACEUTICALS INC | ACRX | Grant | | 200k | $10.34 | $2.1M | | 05/07/2014 |
| 06/14/2010 | VIVUS INC | VVUS | Sale | Common Stock | 26.2k | $12.16 | $319.3k | | 06/14/2010 |
| 06/14/2010 | VIVUS INC | VVUS | Exercise | Employee Stock Option (right to buy) | 26.2k | $3.13 | $82.2k | | 06/14/2010 |
| 01/22/2010 | VIVUS INC | VVUS | Grant | Employee Stock Option (right to buy) | 80k | $8.91 | $712.8k | | 01/22/2010 |