JPMORGAN CHASE & CO (JPM) [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
03/30/2023	Ribbon Communications Inc.	RBBN	Purchase	Warrant	441.6k	$3.77	$1.7M		03/30/2023
08/12/2022	Ribbon Communications Inc.	RBBN	Purchase	Common Stock	1.6M	$3.05	$5M	Through Subsidiary	08/11/2022
08/11/2022	Ribbon Communications Inc.	RBBN	Purchase	Common Stock	3.3k	$3.28	$10.9k	Through Subsidiary	08/11/2022
02/22/2022	Ribbon Communications Inc.	RBBN	Exercise (in-the-money or at-the-money)	Common Stock	49	$3.39	$166.1	Through Subsidiary	02/22/2022
01/26/2022	Ribbon Communications Inc.	RBBN	Exercise (in-the-money or at-the-money)	Common Stock	3.9k	$4.08	$16k	Through Subsidiary	01/26/2022
06/21/2021	Ribbon Communications Inc.	RBBN	Exercise (in-the-money or at-the-money)	Common Stock	13	$7.40	$96.2	Through Subsidiary	06/21/2021
11/05/2019	Ribbon Communications Inc.	RBBN	Exercise (in-the-money or at-the-money)	Common Stock	2	$4.33	$8.7	Through Subsidiary	11/01/2019
11/01/2019	Ribbon Communications Inc.	RBBN	Exercise (in-the-money or at-the-money)	Common Stock	32	$4.51	$144.3	Through Subsidiary	11/01/2019
11/01/2019	Ribbon Communications Inc.	RBBN	Exercise (in-the-money or at-the-money)	Common Stock	30	$4.51	$135.3	Through Subsidiary	11/01/2019
10/24/2019	IMH Financial Corp		Purchase	Series B-1 Cumulative Convertible Preferred Stock	873.4k	$0.00	$0	See footnote	10/24/2019
09/25/2019	IMH Financial Corp		Purchase	Series B-4 Cumulative Convertible Preferred Stock	1.9M	$0.00	$0	See footnote	09/25/2019
12/05/2018	Ribbon Communications Inc.	RBBN	Other (acquisition)	Common Stock	1.1M	$6.83	$7.8M	See Footnote	12/05/2018
07/02/2018	Ribbon Communications Inc.	RBBN	Exercise (in-the-money or at-the-money)	Common Stock	327	$7.20	$2.4k	Through Subsidiary	07/02/2018
05/31/2018	IMH Financial Corp		Purchase		22k	$1,000.00	$22M	See footnote	05/31/2018
03/16/2018	Ribbon Communications Inc.	RBBN	Exercise (in-the-money or at-the-money)	Common Stock	241.8k	$5.12	$1.2M	Through Subsidiary	03/16/2018
02/09/2018	IMH Financial Corp		Purchase	Warrants	600k	$2.25	$1.4M	See footenote	02/09/2018
02/09/2018	IMH Financial Corp		Purchase	Series B-2 Cumulative Convertible Preferred Stock	2.4M	$0.00	$0	See footenote	02/09/2018
06/20/2017	GOODRICH PETROLEUM CORP	GDP	Exercise (in-the-money or at-the-money)	Common Stock	223	$13.00	$2.9k	Through subsidiary	06/20/2017
06/19/2017	GOODRICH PETROLEUM CORP	GDP	Exercise (in-the-money or at-the-money)	Common Stock	40	$13.32	$532.8	Through subsidiary	06/19/2017
06/16/2017	GOODRICH PETROLEUM CORP	GDP	Exercise (in-the-money or at-the-money)	Common Stock	9.9k	$13.39	$133k	Through subsidiary	06/16/2017
06/15/2017	GOODRICH PETROLEUM CORP	GDP	Exercise (in-the-money or at-the-money)	Common Stock	5.8k	$13.37	$77.1k	Through subsidiary	06/15/2017
05/26/2017	GOODRICH PETROLEUM CORP	GDP	Exercise (in-the-money or at-the-money)	Warrants to purchase Common Stock	625k	$0.01	$6.2k	Through subsidiary	05/26/2017