| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 11/23/2022 | Mill City Ventures III, Ltd | MCVT | Grant | Common Stock | 100k | $2.12 | $212k | | 11/23/2022 |
| 09/22/2022 | Mill City Ventures III, Ltd | MCVT | Grant | Common Stock | 4.9k | $2.05 | $10k | | 09/22/2022 |
| 08/11/2022 | Mill City Ventures III, Ltd | MCVT | Grant | Common Stock | 5k | $4.00 | $20k | | 08/11/2022 |
| 08/11/2022 | Mill City Ventures III, Ltd | MCVT | Grant | Common Stock | 5k | $0.00 | $0 | | 08/11/2022 |
| 04/11/2022 | Mill City Ventures III, Ltd | MCVT | Grant | Common Stock | 15k | $0.00 | $0 | | 04/11/2022 |
| 12/16/2019 | Mill City Ventures III, Ltd | MCVT | Purchase | Common Stock | 13.1k | $0.50 | $6.5k | | 12/16/2019 |
| 06/28/2013 | CREATIVE REALITIES, INC. | CREX | Grant | Common Stock | 2.7k | $0.00 | $0 | | 06/28/2013 |
| 03/29/2013 | CREATIVE REALITIES, INC. | CREX | Grant | Common Stock | 1.2k | $0.00 | $0 | | 03/29/2013 |
| 11/14/2006 | Restore Medical, Inc. | REST | Purchase | Common Stock | 2.1k | $3.85 | $8.1k | | 11/14/2006 |
| 11/14/2006 | Restore Medical, Inc. | REST | Purchase | Common Stock | 200 | $3.79 | $758 | | 11/14/2006 |
| 11/14/2006 | Restore Medical, Inc. | REST | Purchase | Common Stock | 500 | $3.72 | $1.9k | | 11/14/2006 |
| 11/14/2006 | Restore Medical, Inc. | REST | Purchase | Common Stock | 2.2k | $3.75 | $8.2k | | 11/14/2006 |
| 10/20/2006 | ZOMAX INC /MN/ | ZOMX | Disposition | Stock Option (right to buy) | 17k | $1.59 | $27k | | 10/20/2006 |
| 10/20/2006 | ZOMAX INC /MN/ | ZOMX | Disposition | Stock Option (right to buy) | 8k | $1.59 | $12.7k | | 10/20/2006 |
| 10/20/2006 | ZOMAX INC /MN/ | ZOMX | Disposition | Common Stock | 60k | $2.09 | $125.4k | | 10/20/2006 |
| 06/08/2006 | ZOMAX INC /MN/ | ZOMX | Grant | Stock Option (right to buy) | 17k | $1.59 | $27k | | 06/08/2006 |
| 06/08/2006 | ZOMAX INC /MN/ | ZOMX | Grant | Stock Option (right to buy) | 8k | $1.59 | $12.7k | | 06/08/2006 |
| 05/16/2006 | Restore Medical, Inc. | REST | Grant | Stock Option (right to buy) | 25k | $8.00 | $200k | | 05/16/2006 |
| 05/24/2005 | ZOMAX INC /MN/ | ZOMX | Grant | Stock Option (right to buy) | 17k | $2.27 | $38.6k | | 05/24/2005 |
| 05/24/2005 | ZOMAX INC /MN/ | ZOMX | Grant | Stock Option (right to buy) | 8k | $2.27 | $18.2k | | 05/24/2005 |
| 01/06/2005 | OCULAR SCIENCES INC /DE/ | OCLR | Disposition | Director Stock Option (right to buy) | 10k | $44.79 | $447.9k | | 01/06/2005 |
| 01/06/2005 | OCULAR SCIENCES INC /DE/ | OCLR | Disposition | Director Stock Option (right to buy) | 30k | $27.92 | $837.6k | | 01/06/2005 |
| 01/06/2005 | OCULAR SCIENCES INC /DE/ | OCLR | Disposition | Common Stock | 1000 | $0.00 | $0 | | 01/06/2005 |
| 10/04/2004 | ZOMAX INC /MN/ | ZOMX | Grant | Stock Option (right to buy) | 19k | $3.16 | $60k | | 10/04/2004 |
| 10/04/2004 | ZOMAX INC /MN/ | ZOMX | Exercise | Stock Option (right to buy) | 40k | $2.00 | $80k | | 10/04/2004 |
| 10/04/2004 | ZOMAX INC /MN/ | ZOMX | Exercise | Stock Option (right to buy) | 40k | $2.00 | $80k | | 10/04/2004 |
| 10/04/2004 | ZOMAX INC /MN/ | ZOMX | Grant | Stock Option (right to buy) | 17k | $3.16 | $53.7k | | 10/04/2004 |
| 08/02/2004 | OCULAR SCIENCES INC /DE/ | OCLR | Grant | Director Stock Option (Right to Buy) | 10k | $44.79 | $447.9k | | 08/02/2004 |
| 05/26/2004 | ZOMAX INC /MN/ | ZOMX | Grant | Stock Option (right to buy) | 8k | $3.90 | $31.2k | | 05/26/2004 |
| 12/15/2003 | OCULAR SCIENCES INC /DE/ | OCLR | Grant | Director Stock Option (right to buy) | 30k | $27.92 | $837.6k | | 12/15/2003 |
| 08/19/2003 | SHFL entertainment Inc. | SHFL | Sale | Common Stock | 700 | $31.86 | $22.3k | | 07/28/2003 |
| 08/19/2003 | SHFL entertainment Inc. | SHFL | Sale | Common Stock | 500 | $31.76 | $15.9k | | 07/28/2003 |
| 08/19/2003 | SHFL entertainment Inc. | SHFL | Sale | Common Stock | 2.8k | $31.75 | $88.9k | | 07/28/2003 |
| 08/19/2003 | SHFL entertainment Inc. | SHFL | Exercise | Stock Option (Option to Buy) | 10k | $19.21 | $192.1k | | 07/28/2003 |
| 08/19/2003 | SHFL entertainment Inc. | SHFL | Sale | Call Option (Obligation to Sell) | 50 | $30.00 | $1.5k | | 07/28/2003 |
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