Mathias Edward J [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
11/20/2017	Carlyle Group Inc.	CG	Sale	Common Units	17.1k	$21.21	$363.4k		11/20/2017
08/02/2017	Carlyle Group Inc.	CG	Sale	Common Units	6.6k	$21.25	$140.1k		08/02/2017
02/01/2017	Carlyle Group Inc.	CG	Grant	Common Units	2.6k	$0.00	$0		02/01/2017
02/01/2016	Carlyle Group Inc.	CG	Grant	Common Units	4.5k	$0.00	$0		02/01/2016
08/03/2015	Carlyle Group Inc.	CG	Sale	Common Units	1.5k	$25.65	$39.6k		08/03/2015
06/05/2015	Carlyle Group Inc.	CG	Disposition	Carlyle Holdings partnership units	49.8k	$30.07	$1.5M		06/05/2015
02/01/2015	Carlyle Group Inc.	CG	Grant	Common Units	2.3k	$0.00	$0		02/01/2015
03/10/2014	Carlyle Group Inc.	CG	Disposition	Carlyle Holdings partnership units	49.1k	$32.63	$1.6M		03/10/2014
02/01/2014	Carlyle Group Inc.	CG	Grant	Common Units	4.1k	$0.00	$0		02/01/2014
02/01/2014	Carlyle Group Inc.	CG	Grant	Common Units	28.7k	$0.00	$0		02/01/2014
04/01/2010	ALLIED CAPITAL CORP	ALD	Disposition	Common Stock	716	$0.00	$0		04/01/2010
04/01/2010	ALLIED CAPITAL CORP	ALD	Disposition	Common Stock	1.2k	$0.00	$0	by Daughter	04/01/2010
04/01/2010	ALLIED CAPITAL CORP	ALD	Disposition	Common Stock	33k	$0.00	$0	by IRA	04/01/2010
04/01/2010	ALLIED CAPITAL CORP	ALD	Disposition	Non-Qualified Stock Option (right to buy)	10k	$2.63	$26.3k		04/01/2010
11/19/2009	NexCen Brands, Inc.	NEXC	Grant	Stock Options (right to buy)	150k	$0.17	$25.5k		11/19/2009