Great Elm Group, Inc. [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
05/19/2023	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	37.3k	$0.00	$0		05/19/2023
01/03/2023	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	73.2k	$0.00	$0	Great Elm Opportunities Fund I, LP	12/30/2022
12/30/2022	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	372.5k	$0.00	$0	Forest Investments, Inc.	12/30/2022
12/22/2022	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	1.9k	$8.31	$15.5k		08/30/2022
12/07/2022	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	200k	$10.00	$2M		08/30/2022
09/26/2022	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	10.1k	$8.66	$87.6k		08/30/2022
09/20/2022	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	9.9k	$10.18	$101.3k		08/30/2022
08/30/2022	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	50k	$12.19	$609.5k		08/30/2022
06/15/2022	Great Elm Capital Corp.	GECC	Other (acquisition)	Common Stock	185.9k	$12.50	$2.3M		06/15/2022
06/15/2022	Great Elm Capital Corp.	GECC	Other (acquisition)	Common Stock	400k	$12.50	$5M	Forest Investments, Inc.	06/15/2022
06/15/2022	Great Elm Capital Corp.	GECC	Exercise	Subscription Rights	1000k	$12.50	$12.5M		06/15/2022
06/15/2022	Great Elm Capital Corp.	GECC	Exercise	Subscription Rights	400k	$12.50	$5M	Forest Investments, Inc.	06/15/2022
05/11/2022	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	100k	$12.50	$1.2M		05/11/2022
09/24/2021	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	220.2k	$0.00	$0		09/24/2021
02/05/2021	Great Elm Capital Corp.	GECC	Other (disposition)	Common Stock	11.3k	$0.00	$0		02/05/2021
01/21/2021	Great Elm Capital Corp.	GECC	Other (acquisition)	Common Stock	125.3k	$0.00	$0		01/21/2021
01/21/2021	Great Elm Capital Corp.	GECC	Other (acquisition)	Common Stock	9.9k	$0.00	$0	Great Elm Opportunities Fund I, LP	01/21/2021