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STEM, INC.

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
09/27/2023Carlson Michael JamesCOOSaleCommon Stock, Par Value $0.0001 Per Share1.8k$4.18$7.6k 09/26/2023
09/26/2023Carlson Michael JamesCOOExerciseRestricted Stock Unit6.1k$0.00$0 09/26/2023
08/10/2023Russo AlanChief Revenue OfficerSaleCommon Stock, Par Value $0.0001 Per Share13.4k$6.50$87.3k 08/10/2023
06/07/2023TROE LISA LDirectorGrantRestricted Stock Unit23.5k$0.00$0 06/07/2023
06/07/2023Tammineedi AnilDirectorGrantRestricted Stock Unit23.5k$0.00$0 06/07/2023
06/07/2023Daley AdamDirectorGrantRestricted Stock Unit23.5k$0.00$0 06/07/2023
06/07/2023Woodward JaneDirectorGrantRestricted Stock Unit23.5k$0.00$0 06/07/2023
06/07/2023MORGAN MICHAEL CDirectorGrantRestricted Stock Unit23.5k$0.00$0 06/07/2023
06/07/2023BUZBY DAVID SDirectorGrantRestricted Stock Unit23.5k$0.00$0 06/07/2023
06/07/2023TYSON LAURA DDirectorGrantRestricted Stock Unit23.5k$0.00$0 06/07/2023
03/20/2023Carrington John EugeneCEO and DirectorSaleCommon Stock, Par Value $0.0001 Per Share13.2k$6.33$83.7k 03/20/2023
03/15/2023Homenock KimChief People OfficerSaleCommon Stock, Par Value $0.0001 Per Share27.1k$6.72$181.8k 03/14/2023
03/15/2023Schaefer RobertPresident, TransformationalSaleCommon Stock, Par Value $0.0001 Per Share11.4k$6.85$77.8k 03/15/2023
03/14/2023Homenock KimChief People OfficerExerciseRestricted Stock Unit70.1k$0.00$0 03/14/2023
03/09/2023Schaefer RobertPresident, TransformationalSaleCommon Stock, Par Value $0.0001 Per Share5.4k$8.58$46.2k 03/09/2023
02/24/2023Carrington John EugeneCEO and DirectorGrantRestricted Stock Unit105.3k$0.00$0 02/24/2023
02/24/2023Carrington John EugeneCEO and DirectorGrantStock Option (Right to Buy)135.5k$10.25$1.4M 02/24/2023
02/24/2023Carrington John EugeneCEO and DirectorGrantPerformance Stock Unit210.5k$0.00$0 02/24/2023
02/23/2023Shukla RahulChief Accounting OfficerGrantRestricted Stock Unit60.5k$0.00$0 01/18/2023
02/21/2023Shukla RahulChief Accounting OfficerExerciseCommon Stock, Par Value $0.0001 Per Share8k$0.00$0 01/18/2023
02/21/2023Shukla RahulChief Accounting OfficerSaleCommon Stock, Par Value $0.0001 Per Share4.2k$8.23$34.5k 01/18/2023
01/18/2023Shukla RahulChief Accounting OfficerExerciseRestricted Stock Unit8k$0.00$0 01/18/2023
11/18/2022Daley AdamDirectorSaleCommon Stock, Par Value $0.0001 Per Share75k$13.57$1MBy Daley Investment Trust11/17/2022
11/17/2022Daley AdamDirectorSaleCommon Stock, Par Value $0.0001 Per Share75k$13.63$1MBy Daley Investment Trust11/17/2022
11/17/2022Carrington John EugeneCEO and DirectorSaleCommon Stock, Par Value $0.0001 Per Share28.6k$13.60$388.5k 11/16/2022
11/16/2022Carrington John EugeneCEO and DirectorSaleCommon Stock, Par Value $0.0001 Per Share28.6k$13.82$394.8k 11/16/2022
11/15/2022BUSH WILLIAM JOHNCFOSaleCommon Stock, Par Value $0.0001 Per Share30k$14.67$440k 11/15/2022
11/15/2022Johnson larshChief Technology OfficerSaleCommon Stock, Par Value $0.0001 Per Share12.5k$14.42$180.2kBy Trust11/14/2022
11/15/2022Johnson larshChief Technology OfficerSaleCommon Stock, Par Value $0.0001 Per Share12.5k$14.42$180.2kBy Trust11/14/2022
11/14/2022Johnson larshChief Technology OfficerSaleCommon Stock, Par Value $0.0001 Per Share12.5k$13.46$168.2kBy Trust11/14/2022
11/14/2022Johnson larshChief Technology OfficerSaleCommon Stock, Par Value $0.0001 Per Share12.5k$13.46$168.2kBy Trust11/14/2022
10/06/2022Carrington John EugeneCEO and DirectorSaleCommon Stock, Par Value $0.0001 Per Share25.9k$13.67$354.1k 10/05/2022
10/06/2022Carrington John EugeneCEO and DirectorSaleCommon Stock, Par Value $0.0001 Per Share2.7k$14.59$38.8k 10/05/2022
10/05/2022Carrington John EugeneCEO and DirectorSaleCommon Stock, Par Value $0.0001 Per Share26.7k$13.46$359k 10/05/2022
10/05/2022Carrington John EugeneCEO and DirectorSaleCommon Stock, Par Value $0.0001 Per Share1.9k$13.96$26.5k 10/05/2022
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