Kaye Randall [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
03/21/2022	Longboard Pharmaceuticals, Inc.		Grant	Stock Option (Right to Buy)	206.5k	$6.00	$1.2M		03/21/2022
12/23/2015	Axsome Therapeutics, Inc.	AXSM	Purchase	Common Stock	1000	$9.03	$9k	By children	12/23/2015
11/24/2015	Axsome Therapeutics, Inc.	AXSM	Grant	8% Convertible Note	5k	$5.40	$27.1k		11/24/2015
11/24/2015	Axsome Therapeutics, Inc.	AXSM	Conversion	Common Stock	5k	$5.40	$27.1k		11/24/2015
06/07/2010	AVANIR PHARMACEUTICALS, INC.	AVNR	Sale	Common Stock	50k	$2.38	$119.1k		06/07/2010
12/13/2009	AVANIR PHARMACEUTICALS, INC.	AVNR	Payment of Exercise	Common Stock	1.4k	$1.82	$2.5k	See footnote	12/13/2009
11/27/2009	AVANIR PHARMACEUTICALS, INC.	AVNR	Grant	Stock Option (right to buy)	210.9k	$1.74	$367k		11/27/2009