FORSGREN JOHN H [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
05/14/2018	Duke Energy CORP	DUK	Sale	Common Stock	2k	$77.94	$156.3k		05/14/2018
05/03/2018	Duke Energy CORP	DUK	Grant	Common Stock	2k	$79.76	$160k		05/03/2018
05/07/2015	Duke Energy CORP	DUK	Grant	Director Savings Plan Restricted Stock Unit Deferrals	1.6k	$76.81	$125k		05/07/2015
01/02/2015	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	190.826	$0.00	$0		01/02/2015
12/17/2014	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	57.96	$0.00	$0		12/17/2014
10/01/2014	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	235.131	$0.00	$0		10/01/2014
07/01/2014	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	264.51	$0.00	$0		07/01/2014
05/01/2014	Duke Energy CORP	DUK	Grant	Director Savings Plan Restricted Stock Unit Deferrals	1.7k	$74.58	$125k		05/01/2014
04/01/2014	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	237.342	$0.00	$0		04/01/2014
01/02/2014	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	218.168	$0.00	$0		01/02/2014
12/19/2013	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	6.696	$0.00	$0		12/19/2013
07/01/2013	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	203.725	$0.00	$0		07/01/2013
05/14/2013	Duke Energy CORP	DUK	Purchase	Common Stock	1000	$71.75	$71.8k	By Trust	05/14/2013
04/01/2013	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	291.569	$0.00	$0		04/01/2013
05/03/2012	Duke Energy CORP	DUK	Grant	Phantom Stock Director Savings Plan	4.7k	$21.40	$100k		05/03/2012
07/01/2011	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	7.3k	$0.00	$0		07/01/2011
10/01/2010	PHOENIX COMPANIES INC/DE	PNX	Grant	Restricted Stock Units (Director Retainer)	9k	$0.00	$0		10/01/2010