| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 12/27/2021 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Preferred Stock | 2k | $24.80 | $50.1k | | 12/27/2021 |
| 10/05/2021 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Transferable Subscription Rights (OPP RT) | 355 | $14.48 | $5.1k | | 09/13/2021 |
| 10/05/2021 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Disposition | Transferable Subscription Rights (OPP RT) | 355 | $0.00 | $0 | | 09/13/2021 |
| 09/13/2021 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Grant | Transferable Subscription Rights (OPP RT) | 355 | $0.00 | $0 | | 09/13/2021 |
| 11/19/2020 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Common Stock | 1.1k | $14.10 | $15k | | 11/19/2020 |
| 11/09/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 258 | $14.08 | $3.6k | | 11/09/2020 |
| 08/14/2020 | RiverNorth Flexible Municipal Income Fund, Inc. | RFM | Purchase | RiverNorth Flexible Municipal Income Fund, Inc. | 530 | $20.65 | $10.9k | | 08/14/2020 |
| 07/02/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 580 | $17.20 | $10k | | 07/02/2019 |
| 07/02/2019 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Purchase | Common Stock | 465 | $21.40 | $10k | | 07/02/2019 |