Golden Randal L [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
08/02/2021	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Purchase	CLASS A COMMON SHARES	36.64	$27.29	$999.9	VIVALDI HOLDINGS LLC	08/02/2021
12/31/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Sale	COMMON SHARES	3.2k	$25.55	$82.4k	VIVALDI CAPITAL MANAGEMENT LLC	08/05/2020
10/07/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Other (acquisition)	COMMON SHARES	14	$24.79	$347.1	VIVALDI CAPITAL MANAGEMENT LLC	08/05/2020
09/02/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Other (acquisition)	COMMON SHARES	13	$24.37	$316.8	VIVALDI CAPITAL MANAGEMENT LLC	08/05/2020
08/05/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Other (acquisition)	COMMON SHARES	13	$23.92	$311	VIVALDI CAPITAL MANAGEMENT LLC	08/05/2020
07/06/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Other (acquisition)	COMMON SHARES	3.2k	$23.75	$75.4k	VIVALDI CAPITAL MANAGEMENT LLC	07/01/2020
07/01/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Other (acquisition)	COMMON SHARES	13	$23.66	$307.6	VIVALDI CAPITAL MANAGEMENT LLC	07/01/2020