HERICKHOFF JAMES A [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
08/02/2013	HEADWATERS INC	HW	Other (acquisition)	Stock Right	2.1k	$9.44	$19.6k	08/02/2013
05/03/2013	HEADWATERS INC	HW	Other (acquisition)	Stock Right	1.8k	$11.21	$19.7k	05/03/2013
01/25/2011	HEADWATERS INC	HW	Grant	Restricted Stock Units	14.9k	$0.00	$0	01/25/2011
06/09/2010	RASER TECHNOLOGIES INC	RZ	Grant	Restricted Stock	182.7k	$0.00	$0	06/09/2010
06/25/2009	RASER TECHNOLOGIES INC	RZ	Grant	Restricted Stock	26k	$0.00	$0	06/09/2010