SMITH STEPHEN FRANKLIN [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
11/21/2016	CIFC LLC	CIFC	Disposition	Common Shares	10k	$11.36	$113.5k		11/21/2016
11/21/2016	CIFC LLC	CIFC	Disposition	Common Shares	7k	$11.36	$79.9k		11/21/2016
08/02/2016	CIFC LLC	CIFC	Grant	Common Shares	7k	$0.00	$0		08/02/2016
07/01/2016	CIFC LLC	CIFC	Exercise	Restricted Share Units	90	$0.00	$0		09/08/2015
07/01/2016	CIFC LLC	CIFC	Exercise	Restricted Share Units	81	$0.00	$0		09/08/2015
07/01/2016	CIFC LLC	CIFC	Exercise	Restricted Share Units	6k	$0.00	$0		09/08/2015
07/01/2016	CIFC LLC	CIFC	Exercise	Restricted Share Units	220	$0.00	$0		09/08/2015
07/01/2016	CIFC LLC	CIFC	Exercise	Restricted Share Units	84	$0.00	$0		09/08/2015
05/24/2016	CIFC LLC	CIFC	Grant	Restricted Share Units	220	$0.00	$0		09/08/2015
04/15/2016	CIFC LLC	CIFC	Grant	Restricted Share Units	84	$0.00	$0		09/08/2015
12/16/2015	CIFC Corp.	CIFC	Grant	Restricted Stock Units	6k	$0.00	$0		12/16/2015
12/01/2015	CIFC LLC	CIFC	Grant	Restricted Share Units	90	$0.00	$0		09/08/2015
09/08/2015	CIFC LLC	CIFC	Grant	Restricted Share Units	81	$0.00	$0		09/08/2015
06/26/2015	CIFC Corp.	CIFC	Exercise	Restricted Stock Units	3.4k	$0.00	$0		06/26/2015
06/26/2015	CIFC Corp.	CIFC	Other (acquisition)	Common Stock	91	$0.00	$0		06/26/2015
12/30/2014	CIFC Corp.	CIFC	Grant	Restricted Stock Units	3.4k	$0.00	$0		12/30/2014
12/13/2012	EXCO RESOURCES INC	XCOO	Grant	Common Stock, par value $0.001 per share	34.7k	$0.00	$0		12/13/2012
10/11/2012	EXCO RESOURCES INC	XCOO	Gift	Common Stock, par value $0.001 per share	28.8k	$0.00	$0		12/13/2012
10/11/2012	EXCO RESOURCES INC	XCOO	Gift	Common Stock, par value $0.001 per share	28.8k	$0.00	$0	As trustee for a family trust	12/13/2012
01/06/2012	EXCO RESOURCES INC	XCOO	Gift	Common Stock, par value $0.001 per share	393.7k	$0.00	$0		12/13/2012
01/06/2012	EXCO RESOURCES INC	XCOO	Gift	Common Stock, par value $0.001 per share	393.7k	$0.00	$0	As trustee for a family trust	12/13/2012
08/15/2011	EXCO RESOURCES INC	XCOO	Grant	Common Stock, par value $0.001 per share	25.8k	$0.00	$0		08/15/2011
07/22/2010	EXCO RESOURCES INC	XCOO	Other (acquisition)	Common Stock, par value $0.001 per share	5k	$0.00	$0	As trustee for a Grantor Retained Annuity Trust for the benefit of a family member	07/22/2010
07/22/2010	EXCO RESOURCES INC	XCOO	Other (acquisition)	Common Stock, par value $0.001 per share	25k	$0.00	$0	As trustee for a Grantor Retained Annuity Trust for the benefit of a family member	07/22/2010
07/22/2010	EXCO RESOURCES INC	XCOO	Other (disposition)	Common Stock, par value $0.001 per share	75k	$0.00	$0		07/22/2010