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Hennessy Capital Acquisition Corp. III (NRCG)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
11/01/2019GLICKMAN DONALDDirectorDispositionNon-Qualified Stock Option (Right to Buy)25k$10.25$256.2k 11/01/2019
11/01/2019BAUMGARDNER JAMES RDirectorDispositionCommon Stock5k$0.00$0See Footnote11/01/2019
11/01/2019BAUMGARDNER JAMES RDirectorDispositionNon-Qualified Stock Option (Right to Buy)25k$10.25$256.2k 11/01/2019
11/01/2019BAYER MICHAEL JDirectorDispositionNon-Qualified Stock Option (Right to Buy)25k$10.25$256.2k 11/01/2019
11/01/2019ONEIL JAMES FDirectorDispositionCommon Stock168.9k$0.00$0 11/01/2019
11/01/2019ONEIL JAMES FDirectorDispositionNon-Qualified Stock Option (Right to Buy)25k$10.25$256.2k 11/01/2019
11/01/2019FREIDHEIM STEPHEN C10% OwnerDispositionCommon Stock1.5M$0.00$0See Footnote11/01/2019
11/01/2019FREIDHEIM STEPHEN C10% OwnerDisposition7% Series A Convertible Cumulative Preferred Stock530k$0.00$0See Footnote11/01/2019
11/01/2019FREIDHEIM STEPHEN C10% OwnerDispositionStock Option (right to buy)25k$10.25$256.2kSee Footnote11/01/2019
11/01/2019HENNESSY DANIEL JDirectorDispositionCommon Stock1.3M$0.00$0 11/01/2019
11/01/2019HENNESSY DANIEL JDirectorDispositionNon-Qualified Stock Option (Right to Buy)25k$10.25$256.2k 11/01/2019
11/01/2019Peterson Joseph J.Principal Financial OfficerDispositionCommon Stock131.6k$0.00$0 11/01/2019
11/01/2019Swinbank Christian T.Principal Executive OfficerDispositionCommon Stock206.5k$0.00$0 11/01/2019
11/01/2019JFL-NRCG Holdings III, LLC10% OwnerDispositionCommon Stock23M$0.00$0See Footnotes11/01/2019
11/01/2019JFL-NRCG Holdings III, LLC10% OwnerDispositionCommon Stock165.6k$0.00$0See Footnotes11/01/2019
11/01/2019JFL-NRCG Holdings III, LLC10% OwnerDispositionSeries A Convertible Preferred Stock24.1k$0.00$0See Footnotes11/01/2019
11/01/2019JFL-NRC-SES Partners, LLC10% OwnerDispositionCommon Stock23M$0.00$0See Footnotes11/01/2019
11/01/2019JFL-NRC-SES Partners, LLC10% OwnerDispositionCommon Stock165.6k$0.00$0See Footnotes11/01/2019
11/01/2019JFL-NRC-SES Partners, LLC10% OwnerDispositionSeries A Convertible Preferred Stock24.1k$0.00$0See Footnotes11/01/2019
11/01/2019JFL-NRCG Holdings IV, LLC10% OwnerDispositionCommon Stock1.9M$0.00$0See Footnotes11/01/2019
11/01/2019JFL-NRCG Holdings IV, LLC10% OwnerDispositionSeries A Convertible Preferred Stock275.9k$0.00$0See Footnote11/01/2019
05/10/2019JFL-NRC-SES Partners, LLC10% OwnerOther (acquisition)Common Stock1.1M$8.71$10MSee Footnotes05/10/2019
05/10/2019JFL-NRCG Holdings III, LLC10% OwnerOther (acquisition)Common Stock1.1M$8.71$10MSee Footnotes05/10/2019
04/05/2019Peterson Joseph J.Principal Financial OfficerGrantCommon Stock144.9k$0.00$0 04/05/2019
04/05/2019Swinbank Christian T.Principal Executive OfficerGrantCommon Stock229.1k$0.00$0 04/05/2019
04/05/2019BAUMGARDNER JAMES RDirectorGrantNon-Qualified Stock Option (Right to Buy)25k$10.25$256.2k 04/05/2019
04/05/2019BAYER MICHAEL JDirectorGrantNon-Qualified Stock Option (Right to Buy)25k$10.25$256.2k 04/05/2019
04/05/2019ONEIL JAMES FDirectorGrantNon-Qualified Stock Option (Right to Buy)25k$10.25$256.2k 04/05/2019
04/05/2019FREIDHEIM STEPHEN C10% OwnerGrantStock Option (right to buy)25k$10.25$256.2kSee Footnotes04/05/2019
04/05/2019HENNESSY DANIEL JDirectorGrantNon-Qualified Stock Option (Right to Buy)25k$10.25$256.2k 04/05/2019
04/05/2019GLICKMAN DONALDDirectorGrantNon-Qualified Stock Option (Right to Buy)25k$10.25$256.2k 04/05/2019
11/30/2018BAUMGARDNER JAMES RDirectorPurchaseCommon Stock5k$6.79$34k 11/30/2018
10/17/2018ONEIL JAMES FDirectorOther (acquisition)Common Stock93.9k$0.00$0 10/17/2018
10/17/2018HENNESSY DANIEL JDirectorOther (disposition)Common Stock1.9M$0.00$0See Footnote10/17/2018
10/17/2018HENNESSY DANIEL JDirectorPurchaseCommon Stock1.9M$0.00$0See Footnote10/17/2018
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