Baker Marcus D. [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
12/06/2016	Northern Power Systems Corp.	NPS	Sale	Common Shares	90k	$0.25	$22.5k	By Baker Investments, LLC	12/06/2016
11/28/2016	Northern Power Systems Corp.	NPS	Grant	Common Shares	30k	$0.00	$0		11/28/2016