CION Ares Diversified Credit Fund (CADWX) [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Ownership	Reported
06/01/2023	THRIVENT FINANCIAL FOR LUTHERANS	10% Owner	Purchase	Series F Mandatory Redeemable Preferred Shares	600k	$25.00	$15M		06/01/2023
06/01/2023	Apollo Management Holdings GP, LLC	10% Owner	Grant	Series G Mandatory Redeemable Preferred Stock 06/01/2028	560k	$25.00	$14M	See footnote	06/01/2023
06/01/2023	Apollo Management Holdings GP, LLC	10% Owner	Grant	Series G Mandatory Redeemable Preferred Stock 06/01/2028	560k	$25.00	$14M	See footnote	06/01/2023
01/06/2022	Apollo Management Holdings GP, LLC	10% Owner	Grant	Mandatory Redeemable Preferred Stock Series D 1/06/2027	800k	$25.00	$20M	See footnote	01/06/2022
01/06/2022	THRIVENT FINANCIAL FOR LUTHERANS	10% Owner	Purchase	Series E Mandatory Redeemable Preferred Shares	360k	$25.00	$9M		01/06/2022
09/30/2021	Sun Life Assurance Co of Canada		Purchase	Series B Mandatory Redeemable Preferred Shares	40k	$25.00	$1000k		09/30/2021
09/30/2021	Sun Life Assurance Co of Canada		Purchase	Series B Mandatory Redeemable Preferred Shares	40k	$25.00	$1000k	See Footnote 1.	09/30/2021
09/30/2021	Sun Life Assurance Co of Canada		Purchase	Series C Mandatory Redeemable Preferred Shares	400k	$25.00	$10M		09/30/2021
09/30/2021	Sun Life Assurance Co of Canada		Purchase	Series C Mandatory Redeemable Preferred Shares	400k	$25.00	$10M	See Footnote 1.	09/30/2021
04/09/2020	CION Ares Management, LLC	10% Owner	Purchase	Class U-2 Common Shares of Beneficial Interest	45.893	$21.79	$1k		04/09/2020
07/25/2019	CION Ares Management, LLC	10% Owner	Purchase	Class U Common Shares of Beneficial Interest	38.67	$25.86	$1k		07/25/2019
12/20/2018	CION Ares Management, LLC	10% Owner	Purchase	Class W Common Shares of Beneficial Interest	39.857	$25.09	$1k		12/20/2018
11/02/2017	CION Ares Management, LLC	10% Owner	Purchase	Class L Common Shares of Beneficial Interest	39.635	$25.23	$1000		11/02/2017