| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/11/2023 | NovaBay Pharmaceuticals, Inc. | NBY | Exercise | Restricted Stock Units | 858 | $0.00 | $0 | | 05/11/2023 |
| 05/21/2022 | NovaBay Pharmaceuticals, Inc. | NBY | Exercise | Restricted Stock Units | 30k | $0.00 | $0 | | 05/21/2022 |
| 05/11/2022 | NovaBay Pharmaceuticals, Inc. | NBY | Grant | Restricted Stock Units | 30k | $0.00 | $0 | | 05/11/2022 |
| 05/21/2021 | NovaBay Pharmaceuticals, Inc. | NBY | Grant | Restricted Stock Unit | 30k | $0.00 | $0 | | 05/21/2021 |
| 08/17/2020 | NovaBay Pharmaceuticals, Inc. | NBY | Exercise (in-the-money or at-the-money) | Stock Option (right to buy) | 20k | $0.30 | $6k | | 08/17/2020 |
| 08/17/2020 | NovaBay Pharmaceuticals, Inc. | NBY | Sale | Common stock | 20k | $1.35 | $27k | | 08/17/2020 |
| 08/17/2020 | NovaBay Pharmaceuticals, Inc. | NBY | Grant | Common stock | 20k | $0.30 | $6k | | 08/17/2020 |
| 05/26/2020 | NovaBay Pharmaceuticals, Inc. | NBY | Grant | Stock option (right to buy) | 20k | $0.89 | $17.8k | | 05/26/2020 |
| 06/11/2019 | NovaBay Pharmaceuticals, Inc. | NBY | Sale | Common Stock | 15.9k | $4.04 | $64.1k | Spouse | 06/10/2019 |
| 06/10/2019 | NovaBay Pharmaceuticals, Inc. | NBY | Sale | Common Stock | 47.6k | $2.03 | $96.7k | | 06/10/2019 |
| 05/30/2019 | NovaBay Pharmaceuticals, Inc. | NBY | Grant | Stock option (right to buy) | 20k | $0.30 | $6k | | 05/30/2019 |
| 05/31/2018 | NovaBay Pharmaceuticals, Inc. | NBY | Grant | Stock Option (right to buy) | 20k | $2.20 | $44k | | 05/31/2018 |
| 01/03/2017 | NovaBay Pharmaceuticals, Inc. | NBY | Grant | | 15.2k | $3.24 | $49.4k | | 01/03/2017 |