| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 07/11/2023 | EVO Transportation & Energy Services, Inc. | EVOA | Grant | Restricted Stock Units | 2.4M | $0.00 | $0 | By Batuta Capital Advisors LLC | 03/11/2022 |
| 07/11/2023 | EVO Transportation & Energy Services, Inc. | EVOA | Grant | Warrant | 1M | $0.63 | $640.5k | By Batuta Capital Advisors LLC | 03/11/2022 |
| 10/12/2022 | SCHMITT INDUSTRIES INC | SMIT | Grant | Common Stock | 3.3k | $0.00 | $0 | | 10/12/2022 |
| 04/14/2022 | SCHMITT INDUSTRIES INC | SMIT | Grant | Common Stock | 1.4k | $0.00 | $0 | | 04/14/2022 |
| 03/11/2022 | EVO Transportation & Energy Services, Inc. | EVOA | Grant | Warrant | 266k | $0.01 | $2.7k | By Batuta Capital Advisors LLC | 03/11/2022 |
| 01/14/2022 | SCHMITT INDUSTRIES INC | SMIT | Grant | Common Stock | 1.3k | $0.00 | $0 | | 01/14/2022 |
| 10/22/2021 | SCHMITT INDUSTRIES INC | SMIT | Grant | Common Stock | 3.9k | $0.00 | $0 | | 10/22/2021 |
| 08/03/2021 | EVO Transportation & Energy Services, Inc. | EVOA | Grant | Stock Option (right to buy) | 105.5k | $1.50 | $158.2k | | 08/03/2021 |
| 06/22/2021 | META MATERIALS INC. | TRCH | Sale | Common Stock | 600k | $7.00 | $4.2M | | 06/22/2021 |
| 06/22/2021 | META MATERIALS INC. | TRCH | Exercise | Stock Option (right to buy) | 200k | $0.85 | $170k | | 06/22/2021 |
| 06/22/2021 | META MATERIALS INC. | TRCH | Exercise | Stock Option (right to buy) | 200k | $1.19 | $238k | | 06/22/2021 |
| 06/22/2021 | META MATERIALS INC. | TRCH | Exercise | Stock Option (right to buy) | 200k | $1.10 | $220k | | 06/22/2021 |
| 05/20/2020 | AUDIOEYE INC | AEYE | Grant | Common Stock | 16.9k | $0.00 | $0 | | 05/20/2020 |
| 11/13/2019 | META MATERIALS INC. | TRCH | Grant | | 200k | $0.85 | $170k | | 11/13/2019 |
| 08/15/2019 | AUDIOEYE INC | AEYE | Exercise (in-the-money or at-the-money) | Warrants (right to buy) | 20k | $1.63 | $32.6k | Equity Trust Custodian, FBO Alexandre Zyngier IRA | 08/14/2019 |
| 08/15/2019 | AUDIOEYE INC | AEYE | Exercise (in-the-money or at-the-money) | Warrants (right to buy) | 40k | $1.63 | $65.2k | Equity Trust Custodian, FBO Alexandre Zyngier IRA | 08/14/2019 |
| 08/14/2019 | AUDIOEYE INC | AEYE | Other (acquisition) | Warrants (right to buy) | 20k | $0.00 | $0 | Equity Trust Custodian, FBO Alexandre Zyngier IRA | 08/14/2019 |
| 08/14/2019 | AUDIOEYE INC | AEYE | Other (acquisition) | Warrants (right to buy) | 40k | $0.00 | $0 | Equity Trust Custodian, FBO Alexandre Zyngier IRA | 08/14/2019 |
| 08/14/2019 | AUDIOEYE INC | AEYE | Other (disposition) | Warrants (right to buy) | 20k | $0.00 | $0 | Equity Trust Custodian, FBO Alexandre Zyngier IRA | 08/14/2019 |
| 08/14/2019 | AUDIOEYE INC | AEYE | Other (disposition) | Warrants (right to buy) | 40k | $0.00 | $0 | Equity Trust Custodian, FBO Alexandre Zyngier IRA | 08/14/2019 |
| 06/03/2019 | AUDIOEYE INC | AEYE | Grant | Common Stock | 11.3k | $0.00 | $0 | | 06/03/2019 |
| 12/31/2018 | AUDIOEYE INC | AEYE | Grant | Common Stock | 11.3k | $0.00 | $0 | | 09/26/2018 |
| 10/29/2018 | AUDIOEYE INC | AEYE | Other (acquisition) | Common Stock | 13.4k | $3.75 | $50.2k | Equity Trust Custodian, FBO Alexandre Zyngier IRA | 09/26/2018 |
| 09/26/2018 | AUDIOEYE INC | AEYE | Other (acquisition) | Warrants (right to buy) | 20k | $2.50 | $50k | Equity Trust Custodian, FBO Alexandre Zyngier IRA | 09/26/2018 |
| 08/16/2018 | META MATERIALS INC. | TRCH | Grant | | 200k | $1.19 | $238k | | 08/16/2018 |
| 01/31/2017 | META MATERIALS INC. | TRCH | Grant | | 213.1k | $0.00 | $0 | | 01/31/2017 |