Rocket


News + Filings
Transactions
Holdings



Aklog Lishan

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
03/28/2022PAVmed Inc.PAVMPayment of ExerciseCommon stock79.6k$1.18$94k 03/28/2022
02/18/2022Lucid Diagnostics Inc. GrantEmployee stock option (right to buy)75k$3.95$296.2k 02/18/2022
02/18/2022PAVmed Inc.PAVMGrantEmployee stock option (right to buy)200k$1.59$318k 02/18/2022
01/07/2022Lucid Diagnostics Inc. GrantCommon stock60k$0.00$0 01/07/2022
05/18/2021CONTRAFECT CorpCFRXGrantOptions (Right to Buy)25k$3.86$96.5k 05/18/2021
04/01/2021PAVmed Inc.PAVMGrantCommon Stock150k$0.00$0 04/01/2021
03/18/2021PAVmed Inc.PAVMPurchaseCommon Stock7.5k$4.31$32.3k 03/18/2021
12/23/2020Viveon Health Acquisition Corp. Other (acquisition)Common Stock, par value $0.0001 per share27k$0.00$0 12/23/2020
06/15/2020CONTRAFECT CorpCFRXGrantOptions (Right to Buy)16k$5.77$92.3k 06/15/2020
04/30/2020PAVmed Inc.PAVMGrantCommon Stock250k$0.00$0 04/30/2020
05/23/2019PAVmed Inc.PAVMPurchaseCommon Stock30k$1.10$32.8k 05/23/2019
03/15/2019PAVmed Inc.PAVMGrantCommon Stock200k$0.00$0 03/15/2019
08/28/2018PAVmed Inc.PAVMPurchaseCommon Stock30k$1.18$35.4k 08/28/2018
06/26/2018PAVmed Inc.PAVMOther (acquisition)Series Z Warrants968k$1.60$1.5MBy Pavilion Venture Partners LLC06/12/2018
06/12/2018PAVmed Inc.PAVMExercise (in-the-money or at-the-money)Series Z Warrants1k$1.60$1.6kBy daughter06/12/2018
06/12/2018PAVmed Inc.PAVMExercise (in-the-money or at-the-money)Common Stock1k$0.00$0By daughter06/12/2018
06/12/2018PAVmed Inc.PAVMExercise (in-the-money or at-the-money)Common Stock980$0.00$0By son06/12/2018
06/12/2018PAVmed Inc.PAVMExercise (in-the-money or at-the-money)Subscription Rights (Right to Buy)1k$1.15$1.2kBy daughter06/12/2018
06/12/2018PAVmed Inc.PAVMExercise (in-the-money or at-the-money)Subscription Rights (Right to Buy)980$1.15$1.1kBy son06/12/2018
06/12/2018PAVmed Inc.PAVMExercise (in-the-money or at-the-money)Series Z Warrants980$1.60$1.6kBy son06/12/2018
04/20/2018PAVmed Inc.PAVMGiftSeries Z Warrants12.4k$1.60$19.9k 06/12/2018
04/05/2018PAVmed Inc.PAVMGrantSeries Z Warrants2.8M$3.00$8.5MBy HCFP/Capital Partners III LLC04/05/2018
04/05/2018PAVmed Inc.PAVMDispositionWarrants2.2M$5.00$11.1MBy Pavilion Venture Partners LLC04/05/2018
04/05/2018PAVmed Inc.PAVMGrantSeries Z Warrants1.1M$3.00$3.3MBy Pavilion Venture Partners LLC04/05/2018
04/05/2018PAVmed Inc.PAVMDispositionWarrants20k$5.00$100kBy HCFP/AG LLC04/05/2018
04/05/2018PAVmed Inc.PAVMGrantSeries Z Warrants10k$3.00$30kBy HCFP/AG LLC04/05/2018
04/05/2018PAVmed Inc.PAVMDispositionWarrants50.4k$5.00$252.2k 04/05/2018
04/05/2018PAVmed Inc.PAVMGrantSeries Z Warrants25.2k$3.00$75.7k 04/05/2018
04/05/2018PAVmed Inc.PAVMDispositionWarrants5.6M$5.00$28.2MBy HCFP/Capital Partners III LLC04/05/2018
02/14/2018PAVmed Inc.PAVMGrantEmployee Stock Option (Right to Buy)195.1k$2.01$392.2k 02/14/2018
02/02/2018PAVmed Inc.PAVMGiftCommon Stock34.2k$0.00$0 02/14/2018
11/22/2017PAVmed Inc.PAVMOther (disposition)Common Stock67.3k$0.00$0By HCFP/Capital Partners III LLC11/22/2017
11/22/2017PAVmed Inc.PAVMOther (disposition)Warrants67.3k$5.00$336.6kBy HCFP/Capital Partners III LLC11/22/2017
11/21/2017PAVmed Inc.PAVMAcquisition (small)Common Stock1.2k$4.30$5.2k 11/22/2017
11/20/2017PAVmed Inc.PAVMPurchaseCommon Stock950$0.00$0 11/17/2017
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy