Virtus Convertible & Income Fund II (NCZ) [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Ownership	Reported
11/03/2022	UBS Group AG	10% Owner	Other (disposition)		5.6k	$0.00	$0	By subsidiary	11/03/2022
03/28/2022	ZINO BRIAN T	Director	Purchase	Common Stock	3k	$4.28	$12.8k		03/28/2022
03/03/2022	DeCotis Deborah A	Director	Purchase	Common Stock	1.1k	$4.42	$5k		03/03/2022
12/21/2021	AYLWARD GEORGE R	President and CEO	Purchase	Common Stock	10k	$4.98	$50k		12/21/2021
10/01/2021	MACLEOD JAMES S	Director	Purchase	Common Stock	19.8k	$5.18	$102.5k		10/01/2021
04/29/2021	Drummond F Ford	Director	Purchase	Common Stock	1.9k	$5.15	$10k		04/29/2021
04/27/2021	Rappaport Alan	Director	Purchase	Common Stock	1000	$5.15	$5.2k		04/27/2021
08/21/2019	Cogan Sarah E	Director	Purchase	Common Stock	2k	$5.05	$10.1k		08/21/2019
06/17/2019	UBS Group AG	10% Owner	Sale	Cumulative Preferred Shares Series A	33	$24.88	$821	By subsidiary	06/17/2019
12/20/2017	MACLEOD JAMES S	Director	Purchase	Common Stock	1000	$6.20	$6.2k		12/20/2017
07/07/2017	Rappaport Alan	Director	Purchase	Common Stock	1000	$6.26	$6.3k		07/07/2017
10/24/2014	UBS AG	10% Owner	Other (acquisition)		2	$0.00	$0	By subsidiary	10/24/2014
12/29/2010	BANK OF AMERICA CORP /DE/	10% Owner	Purchase	Common Stock	2.2k	$9.36	$20.4k	By Subsidiary	02/03/2010
12/29/2010	BANK OF AMERICA CORP /DE/	10% Owner	Sale	Common Stock	2.2k	$9.39	$20.5k	By Subsidiary	02/03/2010
09/22/2010	BANK OF AMERICA CORP /DE/	10% Owner	Purchase	Common Stock	2	$9.11	$18.2	By Subsidiary	02/03/2010
09/22/2010	BANK OF AMERICA CORP /DE/	10% Owner	Sale	Common Stock	2	$9.12	$18.2	By Subsidiary	02/03/2010
02/08/2010	BANK OF AMERICA CORP /DE/	10% Owner	Sale	Common Stock	4.3k	$8.26	$35.5k	By Subsidiary	02/03/2010
02/08/2010	BANK OF AMERICA CORP /DE/	10% Owner	Sale	Common Stock	400	$8.27	$3.3k	By Subsidiary	02/03/2010
02/08/2010	BANK OF AMERICA CORP /DE/	10% Owner	Purchase	Common Stock	2.3k	$8.72	$20.1k	By Subsidiary	02/03/2010
02/08/2010	BANK OF AMERICA CORP /DE/	10% Owner	Purchase	Common Stock	400	$8.71	$3.5k	By Subsidiary	02/03/2010
02/08/2010	BANK OF AMERICA CORP /DE/	10% Owner	Purchase	Common Stock	2k	$8.74	$17.5k	By Subsidiary	02/03/2010
02/03/2010	BANK OF AMERICA CORP /DE/	10% Owner	Sale	Common Stock	300	$8.56	$2.6k	By Subsidiary	02/03/2010
02/03/2010	BANK OF AMERICA CORP /DE/	10% Owner	Purchase	Common Stock	300	$8.62	$2.6k	By Subsidiary	02/03/2010