Virtus Convertible & Income Fund (NCV) [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Ownership	Reported
10/06/2023	Oberto David J.		Disposition	Virtus Convertible & Income Fund	138.5882	$3.05	$422.7		10/06/2023
11/03/2022	UBS Group AG	10% Owner	Other (disposition)		8.1k	$0.00	$0	By subsidiary	11/03/2022
03/03/2022	DeCotis Deborah A	Director	Purchase	Common Stock	989	$5.03	$5k		03/03/2022
02/25/2022	McLoughlin Philip R	Director	Purchase	Common Stock	2.1k	$4.95	$10.4k		02/25/2022
12/21/2021	AYLWARD GEORGE R	President and CEO	Purchase	Common Stock	8.8k	$5.67	$50k		12/21/2021
10/01/2021	MACLEOD JAMES S	Director	Purchase	Common Stock	12.9k	$5.94	$76.6k		10/01/2021
04/29/2021	Drummond F Ford	Director	Purchase	Common Stock	1.7k	$5.81	$10k		04/29/2021
04/27/2021	Rappaport Alan	Director	Purchase	Common Stock	1000	$5.86	$5.9k		04/27/2021
02/05/2021	UBS Group AG	10% Owner	Purchase	Common Shares	241	$5.88	$1.4k	By subsidiary	02/05/2021
02/05/2021	UBS Group AG	10% Owner	Purchase	Common Shares	159	$5.87	$933.3	By subsidiary	02/05/2021
02/05/2021	UBS Group AG	10% Owner	Purchase	Common Shares	50	$5.88	$294	By subsidiary	02/05/2021
08/21/2019	Cogan Sarah E	Director	Purchase	Common Stock	1.8k	$5.70	$10.3k		08/21/2019
06/17/2019	UBS Group AG	10% Owner	Sale	Cumulative Preferred Shares Series A	29	$25.20	$730.8	By subsidiary	06/17/2019
12/20/2017	MACLEOD JAMES S	Director	Purchase	Common Stock	1000	$7.06	$7.1k		12/20/2017
06/27/2017	KASS JUSTIN		Sale	Common Stock	7.8k	$6.98	$54.6k		06/27/2017
06/27/2017	KASS JUSTIN		Sale	Common Stock	4.4k	$6.98	$30.8k		06/27/2017
06/27/2017	KASS JUSTIN		Sale	Common Stock	410	$6.99	$2.9k		06/27/2017
09/04/2015	KASS JUSTIN		Purchase	Common Stock	3k	$6.46	$19.4k		09/04/2015
06/25/2014	FORSYTH DOUGLAS		Sale	Common stock	9k	$10.58	$95.2k		06/25/2014
06/25/2014	FORSYTH DOUGLAS		Sale	Common stock	1000	$10.57	$10.6k		06/25/2014
06/25/2014	FORSYTH DOUGLAS		Sale	Common stock	2.5k	$10.57	$26.4k		06/25/2014
06/25/2014	FORSYTH DOUGLAS		Sale	Common stock	2.5k	$10.58	$26.4k		06/25/2014
09/07/2011	KASS JUSTIN		Purchase	Common stock	3.4k	$8.87	$29.7k		09/07/2011
09/07/2011	KASS JUSTIN		Purchase	Common stock	1.1k	$8.86	$9.7k		09/07/2011
09/07/2011	KASS JUSTIN		Purchase	Common stock	50	$8.86	$442.8		09/07/2011
03/04/2011	KASS JUSTIN		Sale	Common stock	18.6k	$11.07	$206k		03/04/2011
02/07/2011	KASS JUSTIN		Sale	Common stock	15k	$10.82	$162.3k		02/07/2011
12/15/2010	BANK OF AMERICA CORP /DE/	10% Owner	Purchase	Common Stock	30	$9.78	$293.4	By Subsidiary	12/15/2010
12/15/2010	BANK OF AMERICA CORP /DE/	10% Owner	Sale	Common Stock	30	$9.87	$296.1	By Subsidiary	12/15/2010
09/07/2010	Rappaport Alan	Director	Purchase	Common Stock	1000	$9.69	$9.7k		09/07/2010